Jaimie L. Crook
Professional summary
Jaimie Lynn Crook, who also goes by Jaimie Lynn Dick, Jaimie Dick, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Brunswick, Georgia.
Jaimie is registered as a RR (Registered Representative) and started their career in finance in 2007. Jaimie has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jaimie Lynn Crook's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2026 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1111 Glynco Parkway Suite 36, Brunswick, GA 31525October 16, 2023 - August 6, 2026
ROCKEFELLER FINANCIAL LLC
October 13, 2023 - August 6, 2026
ROCKEFELLER FINANCIAL LLC
May 27, 2014 - October 24, 2023
UBS FINANCIAL SERVICES INC.
May 22, 2014 - October 24, 2023
UBS FINANCIAL SERVICES INC.
June 1, 2009 - November 6, 2012
MORGAN STANLEY
June 1, 2009 - November 6, 2012
MORGAN STANLEY
December 17, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 5, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 6, 2007 - December 16, 2008
CITIGROUP GLOBAL MARKETS INC.
June 4, 2007 - December 16, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2026)
Exams
FINRA
Current Firm
CETERA WEALTH SERVICES, LLC
CRD#: 13572 / SEC#: 801-47342, 8-29577
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 20 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA WEALTH SERVICES, LLC
CRD#: 13572Brunswick, GA 31525TRUST BUT VERIFY
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