Peter D. Zhou
Professional summary
Peter Dong Dong Zhou MR. was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, Peter had worked at 2 firms, which includes AMERICAN UNION SECURITIES INC., J.P. TURNER & COMPANY L.L.C..
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CRS (Client Relationship Summary)
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Experience
January 10, 2005 - November 2, 2010
AMERICAN UNION SECURITIES, INC.
April 5, 2004 - September 22, 2004
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Exams
Series 55
Date: 8/27/2005
Limited Representative-Equity Trader ExamCurrent Firm
AMERICAN UNION SECURITIES, INC.
CRD#: 131305 / SEC#: , 8-66446
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