Nicolas R. Bos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicolas Ryan Bos, who also goes by Nicholas Ryan Bos, Nicolas R Bos, was a registered financial professional .
Nicolas is a previously registered financial professional and started their career in finance in 2004. Nicolas had worked at 2 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2011 - August 20, 2013
SANDLER, O'NEILL & PARTNERS, L.P.
March 6, 2006 - March 5, 2007
EVERCORE GROUP L.L.C.
May 4, 2004 - February 27, 2006
SANDLER, O'NEILL & PARTNERS, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SANDLER, O'NEILL & PARTNERS, L.P.
CRD#: 23328 / SEC#: , 8-40214
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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