William J. Conley

CONLEY, WILLIAM J.

BEAVERTON, OR 97005

Some features on this profile are disabled

CRD#: 4755345

Professional summary

William Joseph Conley is a registered financial advisor currently at CONLEY, WILLIAM J. located in Beaverton, Oregon.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. William has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILLIAM J. CONLEY, P.C. NOT INVESTMENT RELATED 4900 SW GRIFFITH DR. SUITE 269 BEAVERTON, OREGON 97005 CERTIFIED PUBLIC ACCOUNTANT PRESIDENT SINCE JUNE 4, 1980 HOURS PER MONTH: 160 HOURS DURING TRADING: 160 CPA DUTIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Conley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2010 - Present

CONLEY, WILLIAM J.

Office #1: 4900 Sw Griffith Drive Suite 269, Beaverton, OR 97005

RIA

CRD#: 154613

BEAVERTON, OR

Past

February 27, 2004 - December 4, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/29/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2002

Uniform Investment Adviser Law Examination

Current Firm

CONLEY, WILLIAM J.

CRD#: 154613 / SEC#:

Oregon

Registered Investment Advisory firm - (11/29/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4900 Sw Griffith Drive Suite 269, Beaverton, OR 97005

Mailing Address

Phone number

(503) 307-8707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William J. Conley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Conley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONLEY, WILLIAM J.

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2002

Current Firm

CONLEY, WILLIAM J.

Contact information

Documents

Red Flags

Company Information

CONLEY, WILLIAM J.

TRUST BUT VERIFY

Similar Advisors