Pamela Reynoso
Professional summary
Pamela Reynoso is a registered financial advisor currently at GBM WEALTH MANAGEMENT, INC. located in The Woodlands, Texas and GBM INTERNATIONAL, INC. located in Houston, Texas.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Pamela has worked at 2 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Reynoso's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2024 - Present
GBM WEALTH MANAGEMENT, INC.
Office #2: 2700 Post Oak Blvd Suite 1110, Houston, TX 77056April 27, 2004 - Present
GBM INTERNATIONAL, INC.
Office #1: 2700 Post Oak Blvd., Suite 1110, Houston, TX 77056October 6, 2020 - January 26, 2022
GBM WEALTH MANAGEMENT, INC.
Primary Firm SEC Registration
GBM WEALTH MANAGEMENT, INC.
CRD#: 145049 / SEC#: 801-129803
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2004)
(1/4/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 8/26/2004
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
GBM WEALTH MANAGEMENT, INC.
CRD#: 145049 / SEC#: 801-129803
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 461 |
| AUM (Assets Under Management) | $ 217,668,178 |
Red Flags
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