Gerald M. Clark
Professional summary
Gerald Marselle Clark SR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gerald is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Gerald had worked at 7 firms, which includes MILLER JOHNSON STEICHEN KINNARD INC., MJK CLEARING INC., ABBEY-ASHFORD SECURITIES INC., ROBERT S. C. PETERSON INC., NOBLE SECURITIES CO., MOORE JURAN AND COMPANY INC., MOORE JURAN SECURITIES INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2001 - December 31, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
June 15, 1999 - January 1, 2001
MJK CLEARING, INC.
December 22, 1986 - November 18, 1998
ABBEY-ASHFORD SECURITIES, INC.
September 24, 1981 - December 22, 1986
ROBERT S. C. PETERSON, INC.
July 11, 1979 - October 1, 1981
NOBLE SECURITIES CO.
March 19, 1976 - July 19, 1979
MOORE, JURAN AND COMPANY, INC.
February 19, 1970 - April 23, 1976
MOORE JURAN SECURITIES INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 00
Date: 2/10/1970
General Securities Principal ExaminationCurrent Firm
MILLER JOHNSON STEICHEN KINNARD, INC.
CRD#: 694 / SEC#: , 8-1303
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 8 |
Red Flags
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