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GG

Gabriel E. Gendler

GALICIA CAPITAL US
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4754607
GG

Professional summary

Gabriel Enrique Gendler, who also goes by Gabriel E Gendler, is a registered financial professional currently at GALICIA CAPITAL US, LLC located in Miami, Florida.

Gabriel is registered as a RR (Registered Representative) and started their career in finance in 2004. Gabriel has worked at 7 firms and has passed the Series 66, Series 79TO, Series 82TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gabriel E Gendler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REGISTERED CERTIFIED PUBLIC ACCOUNTANT; NOT INVESTMENT RELATED; CHICAGO, IL; START 3/6/2007; NO TIME DEVOTED. POWER OF ATTORNEY FOR PARENTS; INV RELATED; BUENOS AIRES, ARGENTINA; START 12/26/2017; 2 HRS/MO; 0 DURING TRADING. RENTAL FOR EVER, LLC; NOT INVESTMENT RELATED; CORAL SPRINGS, FL; 100% OWNERSHIP WITH SPOUSE; START 12/24/2018; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; NO DUTIES. RENTAL PROPERTY (2), INV RELATED, CORAL SPRINGS, FL, 100% OWNERSHIP WITH SPOUSE, START 1/18/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, NO DUTIES. SEQUITUR CONSULTING LLC; NON INVESTMENT RELATED; 20 HRS PER WEEK; CONSULTING SERVICES TO FINANCIAL COMPANIES. CONSULTING FEES. SOLE MEMBER.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gabriel Enrique Gendler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2024 - Present

GALICIA CAPITAL US, LLC

Office #1: 1395 Brickell Ave Suite 950, Miami, FL 33131
BD
CRD#: 329157
Miami, FL
Past

February 21, 2023 - March 9, 2023

BLACK TORO LLC

RIA
CRD#: 315289
CORAL GABLES, FL
Past

March 13, 2014 - June 6, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MIAMI, FL
Past

December 20, 2013 - June 6, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MIAMI, FL
Past

May 17, 2013 - December 2, 2013

INSIGNEO SECURITIES, LLC

BD
CRD#: 29249
MIAMI, FL
Past

November 18, 2009 - October 15, 2012

ITAU INTERNATIONAL SECURITIES INC.

BD
CRD#: 144769
MIAMI, FL
Past

May 29, 2007 - November 16, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
MIAMI, FL
Past

May 29, 2007 - November 16, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL
Past

July 19, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
MIAMI, FL
Past

February 19, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/19/2024)
RR
New York
(3/25/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/11/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/10/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 9/4/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/25/2010
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 12/21/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/18/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/5/2024
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/9/2016
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/23/2014
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/17/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GALICIA CAPITAL US, LLC
GALICIA CAPITAL US, LLC

CRD#: 329157 / SEC#: , 8-71205

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1395 Brickell Ave Suite 950, Miami, FL 33131
Mailing Address
1395 Brickell Ave Suite 950, Miami, FL 33131
Phone number
(786) 840-4830
Established
Florida since 10/23/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALICIA HOLDINGS US, INC.MEMBER
ATTANASIO, ELIZABETH MARIEFINOP5325007
EXPOSITO, ADRIAN NMNGENERAL SUPERVISORY PRINCIPAL5791518
GENDLER, GABRIEL ENRIQUECHIEF COMPLIANCE OFFICER4754607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALICIA CAPITAL US, LLC

CRD#: 329157Miami, FL 33131

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