Thomas C. Boytinck
Professional summary
Thomas Carl Arnold Boytinck is a registered financial professional currently at ALLEGRO SECURITIES LLC located in San Antonio, Texas.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2004. Thomas has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Carl Arnold Boytinck's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2006 - Present
ALLEGRO SECURITIES LLC
Office #1: 231 Sharon Drive, San Antonio, TX 78216February 24, 2004 - May 12, 2005
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2017)
(9/24/2018)
(8/21/2015)
(11/1/2023)
(12/5/2018)
(12/19/2017)
(9/24/2018)
(9/25/2017)
(10/18/2017)
(5/24/2022)
(4/16/2015)
(6/21/2018)
(6/19/2017)
(2/3/2015)
(8/7/2018)
(10/11/2017)
(3/26/2014)
(8/3/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 6/24/2020
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
ALLEGRO SECURITIES LLC
CRD#: 139514 / SEC#: , 8-67218
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOYTINCK, THOMAS CARL ARNOLD | CEO, CFO, COO, FINOP, CCO MANAGING DIRECTOR | 4754503 |
Red Flags
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