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MF

Michael A. Fixler

SC&H CAPITAL
Columbia, MD 21044
Some features on this profile are disabled
CRD#: 4754433
MF

Professional summary


Michael Allen Fixler, who also goes by Mike Fixler, is a registered financial professional currently at SC&H CAPITAL CORPORATION located in Columbia, Maryland.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mike Fixler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Allen Fixler's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 26, 2023 - Present

SC&H CAPITAL CORPORATION

Office #1: 11000 Broken Land Parkway 5th Floor, Columbia, MD 21044
BD
CRD#: 148291
Columbia, MD
Past

July 6, 2022 - October 24, 2023

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
Chicago, IL
Past

April 3, 2014 - August 10, 2022

FOCALPOINT SECURITIES, LLC

BD
CRD#: 133168
CHICAGO, IL
Past

May 22, 2012 - March 13, 2014

EIGHT PINES SECURITIES LLC

BD
CRD#: 153794
CHICAGO, IL
Past

February 5, 2004 - July 16, 2007

CANDLEWOOD SECURITIES, LLC

BD
CRD#: 126042
CHAGRIN FALLS, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(5/13/2025)
RR
Maryland
(12/26/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 10/29/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SC
SC&H CAPITAL CORPORATION
DOING BUSINESS AS "SC&H CAPITAL" | STOUT CAUSEY CAPITAL CORPORATION | SC&H CAPITAL CORPORATION

CRD#: 148291 / SEC#: , 8-68003

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
11000 Broken Land Parkway, Columbia, MD 21044
Mailing Address
11000 Broken Land Parkway, Columbia, MD 21044
Phone number
(410) 988-1359
Established
Maryland since 10/25/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SC&H GROUP, INC.OWNER
HOPKINS, THOMAS JOHNFINOP/CFO1835087
ROBERSON, MATTHEW ROSSPRESIDENT/CEO/CHIEF COMPLIANCE OFFICER5590099

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SC&H CAPITAL CORPORATION

CRD#: 148291Columbia, MD 21044

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