Harold G. Richardson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Guy Richardson, CFP®, who also goes by Harold Guy Richardson Mr., was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1997. Harold had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1989
Experience
February 13, 2012 - March 20, 2025
DEVONSHIRE ASSET MANAGEMENT, INC.
February 22, 1997 - November 3, 2010
WINCHESTER FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DEVONSHIRE ASSET MANAGEMENT, INC.
CRD#: 114966 / SEC#: 801-71203
Contact information
Regulatory assets under management
| Total Number of Accounts | 111 |
| AUM (Assets Under Management) | $ 98,896,575 |
Red Flags
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