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For Advisors
SD

Seth J. Duhl

PAYCHEX SECURITIES
Rochester, NY 14623
Some features on this profile are disabled
CRD#: 4754360
SD

Professional summary

Seth Joshua Duhl, who also goes by Seth Duhl, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in Rochester, New York.

Seth is registered as a RR (Registered Representative) and started their career in finance in 2004. Seth has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Seth Duhl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Seth Joshua Duhl's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2018 - Present

PAYCHEX SECURITIES CORPORATION

Office #1: 220 Kenneth Drive, Rochester, NY 14623
BD
CRD#: 39733
Rochester, NY
Past

July 12, 2016 - July 19, 2018

ADP BROKER-DEALER, INC.

BD
CRD#: 37693
ROSELAND, NJ
Past

February 20, 2013 - October 10, 2014

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
WESTBURY, NY
Past

February 9, 2007 - February 5, 2013

MUTUAL OF AMERICA SECURITIES LLC

BD
CRD#: 27878
JERICHO, NY
Past

February 9, 2007 - February 5, 2013

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

BD
CRD#: 15356
JERICHO, NY
Past

November 15, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 15, 2004 - February 8, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
UNIONDALE, NY
Past

March 16, 2004 - September 30, 2004

AMERICAN CAPITAL PARTNERS, LLC

BD
CRD#: 119249
HAUPPAUGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/24/2018)
RR
Alaska
(7/24/2018)
RR
Arizona
(7/24/2018)
RR
Arkansas
(7/24/2018)
RR
California
(7/24/2018)
RR
Colorado
(7/24/2018)
RR
Connecticut
(7/24/2018)
RR
Delaware
(7/24/2018)
RR
District of Columbia
(7/24/2018)
RR
Florida
(7/24/2018)
RR
Georgia
(7/24/2018)
RR
Hawaii
(7/24/2018)
RR
Idaho
(7/24/2018)
RR
Illinois
(7/24/2018)
RR
Indiana
(7/24/2018)
RR
Iowa
(7/24/2018)
RR
Kansas
(7/24/2018)
RR
Kentucky
(7/24/2018)
RR
Louisiana
(7/24/2018)
RR
Maine
(7/24/2018)
RR
Maryland
(7/24/2018)
RR
Massachusetts
(7/24/2018)
RR
Michigan
(7/24/2018)
RR
Minnesota
(7/24/2018)
RR
Mississippi
(7/24/2018)
RR
Missouri
(7/24/2018)
RR
Montana
(7/24/2018)
RR
Nebraska
(7/24/2018)
RR
Nevada
(7/24/2018)
RR
New Hampshire
(7/24/2018)
RR
New Jersey
(7/24/2018)
RR
New Mexico
(7/24/2018)
RR
New York
(7/24/2018)
RR
North Carolina
(7/24/2018)
RR
North Dakota
(7/24/2018)
RR
Ohio
(7/24/2018)
RR
Oklahoma
(7/24/2018)
RR
Oregon
(7/24/2018)
RR
Pennsylvania
(7/24/2018)
RR
Rhode Island
(7/24/2018)
RR
South Carolina
(7/24/2018)
RR
South Dakota
(7/24/2018)
RR
Tennessee
(7/24/2018)
RR
Texas
(7/24/2018)
RR
Utah
(7/24/2018)
RR
Vermont
(7/24/2018)
RR
Virginia
(7/24/2018)
RR
Washington
(7/24/2018)
RR
West Virginia
(7/24/2018)
RR
Wisconsin
(7/24/2018)
RR
Wyoming
(7/24/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 4/26/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/15/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PAYCHEX SECURITIES CORPORATION
PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: , 8-48942

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
220 Kenneth Drive, Rochester, NY 14623
Mailing Address
220 Kenneth Drive, Rochester, NY 14623
Phone number
(585) 387-4312
Established
New York since 07/17/1995
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAYCHEX HOLDINGS, LLCPARENT CORP
SCHRADER, ROBERT LEWISDIRECTOR7827962
SIMMONS, CHRISTOPHER CARLTREASURER7621466
YEZZI, KELLY MPRESIDENT6900749
YEZZI, KELLY MCHIEF COMPLIANCE OFFICER6900749

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAYCHEX SECURITIES CORPORATION

CRD#: 39733Rochester, NY 14623

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