Mark S. Aitchison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Scott Aitchison, who also goes by Mark Aitchison, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2006. Mark had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2023 - June 4, 2025
BAKER TILLY CAPITAL, LLC
November 19, 2019 - January 5, 2022
BAKER TILLY CAPITAL, LLC
July 10, 2015 - September 18, 2019
TRILOMA SECURITIES, LLC
March 7, 2014 - June 24, 2015
ARQUE CAPITAL, LTD.
February 7, 2014 - March 6, 2014
FBL MARKETING SERVICES, LLC
August 1, 2008 - December 23, 2009
WORKMAN SECURITIES CORPORATION
August 1, 2008 - December 23, 2009
WORKMAN SECURITIES CORPORATION
July 18, 2008 - August 5, 2008
EQUITABLE ADVISORS, LLC
June 22, 2006 - August 5, 2008
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAKER TILLY CAPITAL, LLC
CRD#: 115333 / SEC#: , 8-53480
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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