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KN

Kyle Nye

CRD# 4754143·Registered 2004 - 2015
Previously Registered: Being a previously registered professional could mean that Kyle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kyle Nye, who also goes by Kyle B Nye, Kyle Nye, was a registered financial advisor. Kyle was a previously registered financial professional and started their career in finance 2004 - 2015. Kyle had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kyle B Nye, Kyle Nye

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years registered in the securities industry

Current & Past Employments

Past

CUSO FINANCIAL SERVICES, L.P.Past·CRD# 42132
RIA
Groton, CT
December 2, 2014 - October 27, 2015
CUSO FINANCIAL SERVICES, L.P.Past·CRD# 42132
BD
Groton, CT
December 2, 2014 - October 27, 2015
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Guilford, CT
November 4, 2013 - November 26, 2014
LPL FINANCIAL LLCPast·CRD# 6413
BD
Guilford, CT
November 4, 2013 - November 26, 2014
AST INVESTMENT SERVICES, INC.Past·CRD# 108897
RIA
Shelton, CT
October 15, 2010 - October 28, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INCPast·CRD# 21570
BD
Shelton, CT
October 15, 2010 - October 28, 2013
MORGAN STANLEYPast·CRD# 149777
RIA
Madison, CT
January 4, 2010 - November 8, 2010
MORGAN STANLEYPast·CRD# 149777
BD
Madison, CT
October 1, 2009 - November 8, 2010
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
Guilford, CT
February 25, 2009 - September 18, 2009
MSI FINANCIAL SERVICES, INC.Past·CRD# 14251
BD
Guilford, CT
February 16, 2004 - February 9, 2009
METROPOLITAN LIFE INSURANCE COMPANYPast·CRD# 4095
BD
Guilford, CT
February 16, 2004 - July 9, 2007

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Current Firm

CF
CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES | CUSO FINANCIAL SERVICES, LTD. | CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132 / SEC#: 801-60300, 8-49711
BD
Terminated by SEC on 12/09/2025

Contact Information

Main Address

10150 Meanley Drive 1st Floor, San Diego, CA 92131

Phone Number

(858) 530-4400

Established

California since 11/07/1996

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

# of Employees

791

Documents

Latest Form ADV

Part 2 Brochures

CUSO FINANCIAL WRAP FEE PROGRAM BROCHURE MARCH 2025 (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
AWS 3, INC.LIMITED PARTNER—
AWS 1, LLCGENERAL PARTNER—
HAWLEY, AMANDA CANDELMOCORPORATE SECRETARY3214453
MADURSKI, ANGELA JILLFINOP—
SIMONSON, MARY KATHRYNADVISORY CHIEF COMPLIANCE OFFICER1297398
SIMONSON, MARY KATHRYNCHIEF COMPLIANCE OFFICER1297398

Regulatory Assets Under Management

Total Number of Accounts

29,354

AUM (Assets Under Management)

$5,378,345,125

Disclosures

Regulatory Event

3

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/27/2024Cover PageReport
01/10/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2009About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2009About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2004About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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