John William Haberstro
Professional Summary
John William Haberstro, who also goes by John Haberstro, is a registered financial advisor currently at SHIELD WEALTH ADVISORS located in Williamsville, New York. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. John has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Haberstro
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
SHIELD WEALTH ADVISORS | SHIELD WEALTH ADVISORS, LLC.
Contact Information
Main Address
2809 Wehrle Drive Suite 9, Williamsville, NY 14221Mailing Address
263 Vicksburg Ave, Tonawanda, NY 14150Phone Number
(833) 457-1040# of Employees
3SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
307AUM (Assets Under Management)
$68,366,197Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SHIELD WEALTH ADVISORS | SHIELD WEALTH ADVISORS, LLC.
State Registrations and Notice Filings
(6/2/2021)
(11/18/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2004About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John William Haberstro's CRS (Customer Relationship Summary).
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