Stephanie P. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Prentice Cooper, CFP®, who also goes by Stephanie Ann Prentice, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2005. Stephanie had worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2007 - December 31, 2010
CREATIVE FINANCIAL GROUP LTD
March 23, 2005 - April 5, 2013
SYNOVUS SECURITIES, INC.
March 9, 2005 - March 22, 2005
CREATIVE FINANCIAL GROUP LTD
February 15, 2005 - April 5, 2013
SYNOVUS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
