Samuel Calvanese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Calvanese, who also goes by Samuel John Calvanese, Samuel Calvanese, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2004. Samuel had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2021 - January 7, 2022
T3 TRADING GROUP, LLC
June 30, 2017 - October 1, 2020
MML INVESTORS SERVICES, LLC
November 18, 2016 - June 7, 2017
AVATAR SECURITIES, LLC
August 2, 2016 - November 23, 2016
T3 TRADING GROUP, LLC
October 6, 2014 - July 24, 2015
HARRISDIRECT LLC
October 6, 2014 - July 24, 2015
E*TRADE SECURITIES LLC
July 10, 2012 - September 29, 2014
LUCIA SECURITIES, LLC
July 6, 2012 - September 29, 2014
LUCIA CAPITAL GROUP
July 25, 2006 - August 16, 2010
TD AMERITRADE, INC.
July 25, 2006 - August 16, 2010
TD AMERITRADE, INC.
January 6, 2006 - August 3, 2006
METROPOLITAN LIFE INSURANCE COMPANY
January 6, 2006 - August 3, 2006
MSI FINANCIAL SERVICES, INC.
February 13, 2004 - July 14, 2004
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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