Beverly A. Bellows

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CRD#: 4753570

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Beverly Anne Bellows, who also goes by Beverly Ann Bellows, Beverly Bellows Heiderscheit, was a registered financial professional .

Beverly is a previously registered financial professional and started their career in finance in 2004. Beverly had worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Beverly Ann Bellows | Beverly Bellows Heiderscheit

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 20, 2011 - May 31, 2012

WEITZEL FINANCIAL SERVICES, INC.

CRD#: 27346

DUBUQUE, IA

Past

March 9, 2007 - June 20, 2011

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

DUBUQUE, IA

Past

December 6, 2004 - December 31, 2005

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

April 30, 2004 - December 6, 2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

CRD#: 40596

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEITZEL FINANCIAL SERVICES, INC.

WEITZEL FINANCIAL SERVICES | WEITZEL FINANCIAL SERVICES, INC.

CRD#: 27346 / SEC#: 801-118164, 8-43093

RIA

Registered Investment Advisory firm - SEC (3/4/2020 Approved)

Illinois

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Iowa

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/24/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/29/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEITZEL FINANCIAL SERVICES, INC.

WEITZEL FINANCIAL SERVICES | WEITZEL FINANCIAL SERVICES, INC.

CRD#: 27346 / SEC#: 801-118164, 8-43093

RIA

Registered Investment Advisory firm - SEC (3/4/2020 Approved)

Illinois

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Iowa

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

2200 John F Kennedy Rd Suite 103, Dubuque, IA 52002

Mailing Address

2200 John F. Kennedy Rd. Suite 103, Dubuque, IA 52002-2840

Phone number

(563) 583-6020

Established

Iowa since 08/01/1990

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (5 States and Territories)

FINRA licenses (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WFS FORM ADV PART 2 - 2020.01.29 (3/31/2025)

MOORE, MATTHEW - PART 2B 2020.01.29 (3/31/2025)

RUPP, DONALD - PART 2B 2020.01.29 (3/31/2025)

QUINT, RAYMOND - PART 2B 2020.01.29 (3/31/2025)

BERGER, MARTIN - PART 2B 2020.01.29 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
WEITZEL, TIMOTHY JOSEPH	PRESIDENT / BD CHIEF COMPLIANCE OFFICER	1063210
WEITZEL, BRADLEY JOSEPH	VICE PRESIDENT/RIA CHIEF COMPLIANCE OFFICER	5749280

Regulatory assets under management

Total Number of Accounts	1,593
AUM (Assets Under Management)	$ 274,305,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Beverly A. Bellows

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEITZEL FINANCIAL SERVICES, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

WEITZEL FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/2004

Series 6

Date: 4/29/2004

Current Firm

WEITZEL FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (5 States and Territories)

FINRA licenses (9 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

WEITZEL FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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