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FY

Frank E. Youngstrom

REALTA EQUITIES
Boise, ID 83709
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CRD#: 475344
FY

Professional summary


Frank Eugene Youngstrom is a registered financial professional currently at REALTA EQUITIES, INC. located in Boise, Idaho.

Frank is registered as a RR (Registered Representative) and started their career in finance in 1974. Frank has worked at 8 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 1 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Frank Eugene Youngstrom's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 20, 2020 - Present

REALTA EQUITIES, INC.

Office #1: 1141 S. Allante Ave #102, Boise, ID 83709
BD
CRD#: 23769
Boise, ID
Past

July 17, 2020 - July 23, 2020

SECURITIES AMERICA, INC.

BD
CRD#: 10205
BOISE, ID
Past

February 21, 1991 - July 17, 2020

INVESTACORP, INC.

BD
CRD#: 7684
BOISE, ID
Past

August 25, 1989 - March 13, 1991

FIRST AFFILIATED SECURITIES

BD
CRD#: 23737
LA JOLLA, CA
Past

July 13, 1986 - August 25, 1989

PFG SECURITIES, INC.

BD
CRD#: 15401
Past

August 31, 1983 - July 14, 1986

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

May 13, 1983 - October 13, 1983

ENTERPRISE FUND DISTRIBUTORS, INC.

BD
CRD#: 883
Past

April 1, 1974 - May 16, 1983

WADDELL & REED

BD
CRD#: 866

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/20/2020)
RR
California
(7/20/2020)
RR
Colorado
(9/29/2020)
RR
Idaho
(7/20/2020)
RR
Montana
(7/20/2020)
RR
New Mexico
(11/2/2022)
RR
Oregon
(7/20/2020)
RR
Utah
(7/20/2020)
RR
Washington
(10/22/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 8/12/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/27/1974
Registered Representative Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RE
REALTA EQUITIES, INC.
COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
1201 N. Orange Street Suite 300, Wilmington, DE 92130
Mailing Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Phone number
(888) 657-5200
Established
Massachusetts since 01/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ORANGE STREET HOLDINGS, INC.SHAREHOLDER
BALTOVSKI, ALEXANDERFINOP OFFICER2350828
ODOM, AMY ENITHAML OFFICER2674773
PALMER, JACOB DANIELCHIEF COMPLIANCE OFFICER2309603
SCHULTZ, BARRETT OLIVERCHIEF OPERATIONS OFFICER2741114

Disclosures


Regulatory Event7

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REALTA EQUITIES, INC.

CRD#: 23769Boise, ID 83709

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