Robert H. Young
Professional summary
Robert Houston Young JR is a registered financial professional currently at THE FRAZER LANIER COMPANY, INCORPORATED located in Montgomery, Alabama.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1972. Robert has worked at 2 firms and has passed the Series 52TO, Series 99TO, Series 7TO, Series 79TO, SIE, Series 1, Series 24, Series 53 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Houston Young JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 1976 - Present
THE FRAZER LANIER COMPANY, INCORPORATED
Office #1: 300 Water Street, Montgomery, AL 36103Office #2: 300 Water Street, Montgomery, AL 36104July 14, 1972 - February 12, 1976
GEORGE M. WOOD & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/1981)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 1
Date: 7/12/1972
Registered Representative ExaminationSeries 00
Date: 4/30/1975
General Securities Principal ExaminationFINRA
Current Firm
THE FRAZER LANIER COMPANY, INCORPORATED
CRD#: 7089 / SEC#: , 8-20267
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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