Lucas N. Trammell
Professional summary
Lucas Nathanial Trammell, who also goes by Luke Trammell, is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in Dallas, Texas.
Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Lucas has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lucas Nathanial Trammell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2025 - Present
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
June 19, 2013 - September 29, 2025
CAPITAL CLIENT GROUP, INC.
November 6, 2006 - September 29, 2025
CAPITAL CLIENT GROUP, INC.
Primary Firm SEC Registration
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/15/2025)
(9/16/2025)
(9/19/2025)
(9/19/2025)
(9/19/2025)
(9/19/2025)
Exams
Series 7TO
Date: 11/25/2020
General Securities Representative ExaminationCurrent Firm
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,073 |
| AUM (Assets Under Management) | $ 42,713,999,861 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 07/28/2023 | ||
| 10/26/2022 |
Red Flags
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