Sean M. Condon

PERRITT CAPITAL MANAGEMENT

Chicago, IL 60606-6703

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CRD#: 4752932

Professional summary

Sean Michael Condon, CFP®, who also goes by Sean Condon, is a registered financial advisor currently at PERRITT CAPITAL MANAGEMENT INC located in Chicago, Illinois.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Sean has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Condon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MINTEL INTERNATIONAL GRP, CONTRACTUAL FREELANCE WRITER, 5 HRS/WEEK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Condon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

June 1, 2010 - Present

PERRITT CAPITAL MANAGEMENT INC

Office #1: 300 S. Wacker Dr. Suite 600, Chicago, IL 60606-6703

RIA

CRD#: 111623

Chicago, IL

Past

June 1, 2010 - December 31, 2016

PERRITT CAPITAL MANAGEMENT INC

RIA

CRD#: 111623

CHICAGO, IL

Past

August 15, 2006 - June 3, 2013

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

March 3, 2004 - September 28, 2005

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERRITT CAPITAL MANAGEMENT INC

PERRITT CAPITAL MANAGEMENT | WINDGATE WEALTH MANAGEMENT | PERRITT CAPITAL MANAGEMENT INC

CRD#: 111623 / SEC#: 801-30378

RIA

Registered Investment Advisory firm - (10/1/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/1/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/8/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/13/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/2/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PERRITT CAPITAL MANAGEMENT INC

PERRITT CAPITAL MANAGEMENT | WINDGATE WEALTH MANAGEMENT | PERRITT CAPITAL MANAGEMENT INC

CRD#: 111623 / SEC#: 801-30378

RIA

Registered Investment Advisory firm - (10/1/1987 Approved)

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Contact information

Main Address

300 S. Wacker Dr. Suite 600, Chicago, IL 60606-6703

Mailing Address

Phone number

(312) 669-1650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE 2025 (9/29/2025)

Regulatory assets under management

Total Number of Accounts	122
AUM (Assets Under Management)	$ 279,769,287

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean M. Condon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Condon's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERRITT CAPITAL MANAGEMENT INC

PERRITT CAPITAL MANAGEMENT INC

QUASAR DISTRIBUTORS, LLC

DWS DISTRIBUTORS, INC.

Primary Firm SEC Registration

PERRITT CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/8/2004

Series 7

Date: 9/13/2005

Series 6

Date: 3/2/2004

Current Firm

PERRITT CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PERRITT CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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