WG
Wayne B. Glenn
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CRD#: 4752824
WG
Wayne Blackburn Glenn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Blackburn Glenn was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 2004. Wayne had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/23/2022 - Marshall County Election Commission - Not Investment Related - 1551 Mooresville Hwy. Lewisburg, TN 37091 - Other - Election day poll worker - Start Date - 11/08/2022 - 0 Hours Per Month/6 Hours During Securities Trading - Election day poll worker 2. 12/04/2023 - EPM Financial - Inv Related - At Reported Business location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/22/2023 - 160 Hrs/Mo; 130 Hrs During Trading. 3. 12/07/2023 - Private Advisor Group, LLC DBA EPM Financial - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisory Services - Started: 3/22/2023 - 160 Hrs/Mo; 130 Hrs During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/07/2023 - Private Advisor Group, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Financial Planning & Consulting Services - Started: 3/22/2023 - 160 Hrs/Mo During Trading Hours - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 31, 2023 - February 27, 2025
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Mount Juliet, TN
Past
August 7, 2012 - December 22, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
MT. JULIET, TN
Past
August 6, 2012 - March 11, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
MT. JULIET, TN
Past
July 30, 2010 - August 7, 2012
BROKERSXPRESS LLC
RIA
CRD#: 127081
HUNTSVILLE, AL
Past
July 30, 2010 - August 7, 2012
BROKERSXPRESS LLC
BD
CRD#: 127081
HUNTSVILLE, AL
Past
April 19, 2004 - August 2, 2010
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
HUNTSVILLE, AL
Past
March 30, 2004 - August 2, 2010
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
HUNTSVILLE, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRIVATE ADVISOR GROUP, LLC
1406 FINANCIAL | CORNERSTONE FINANCIAL | CORETEGIC CAPITAL | COPPOLA WEALTH MANAGEMENT | COPIA WEALTH ADVISORS | CONNECTIONS FINANCIAL ADVISORS | CONNECTICUT CASUALTY WEALTH PARTNERS | COMPREHENSIVE WEALTH MANAGEMENT LLC | COMPREHENSIVE WEALTH MANAGEMENT INC | COMPREHENSIVE WEALTH MANAGEMENT GROUP | COMPREHENSIVE FINANCIAL PROFESSIONALS, INC. | COMPASS INVESTMENT ADVISORS LLC | COMPASS FINANCIAL GROUP, INC. | COMPASS CAPITAL MANAGEMENT | COMMONWEALTH PENSION MANAGEMENT, LLC | COMMONWEALTH INVESTMENT MANAGEMENT GROUP, LLC | COMMON SENSONOMICS WEALTH MANAGEMENT | COLTS NECK FINANCIAL | CODREA FINANCIAL SERVICES | CLINTON WEALTH MANAGEMENT LLC | CLIENT FIRST.FINANCIAL ADVICE | CLIENT FIRST FINANCIAL ADVICE | CLEARVIEW INVESTMENT PARTNERS | CLEARPOINT ADVISORS, LLC | CLEARPATH FINANCIAL PARTNERS | CLEARLIFE WEALTH MANAGEMENT | CLEAR SKIES FINANCIAL | CLARITY FINANCIAL PLANNING | CKW WEALTH ADVISORS, LLC | CISSNE WEALTH MANAGEMENT | CHOICEPOINT FINANCIAL LLC | CHOICE POINT ADVISORS, LLC | CHANNEL ISLANDS TAX & WEALTH MANAGEMENT | CHADWICK BAY FINANCIAL SERVICES | CE FINANCIAL | CBC FINANCIAL ADVISORS | CAVAN WEALTH MANAGEMENT, LLC | CARTER SHEVLIN FINANCIAL | CARR FINANCIAL GROUP | CARDINAL WEALTH PARTNERS | CARDINAL WEALTH GROUP | CAPWEALTH | CAPSTONE WEALTH MANAGEMENT, LLC | CAPRIOTTI & COMPANY | CAPLAN CAPITAL MANAGEMENT, INC | CAPITAL WEALTH COUNSEL | CAPITAL PLANNING WEALTH MANAGEMENT | CANOGA WEALTH MANAGEMENT, LLC | CAMPBELL KRUG WEALTH MANAGEMENT | CAMINO ADVISORS | CAMBER WEALTH | CAFOUREK FINANCIAL SERVICES | CAFOUREK AND ASSOC. | CADIA PRIVATE CLIENT | BYAS WEALTH MANAGEMENT | BUTLER FINANCIAL GROUP | BUTERA WEALTH MANAGEMENT LLC | BSF ADVISORS | BROWN FINANCIAL SERVICES GROUP | BROOKWOOD ADVISORS | BROOKS WEALTH MANAGEMENT | BROADWAY GRAHAM WEALTH PARTNERS | BRIGHTWORKS WEALTH MANAGEMENT | BRIGHTSIDE ADVISORS | BRIAN WETTLAUFER INVESTMENT MANAGEMENT INC | BRIAN WETTLAUFER INVESTMENT ADVICE | BRENTON STRANSKY WEALTH MANAGEMENT | BREAKWATER WEALTH MANAGEMENT | BRANDYWINE WEALTH MANAGEMENT | BOYER FINANCIAL GROUP | BOTKIN FAMILY WEALTH MANAGEMENT | BOOKMARK ASSET MANAGEMENT | BOOKMARK ADVISORS | BONNIE CAPITAL | BOHALL FINANCIAL GROUP | BLUE WATER FINANCIAL LLC | BLUE SPARROW GROUP | BLEAKLEY FINANCIAL GROUP | BLEAKLEY ADVISORY GROUP | BLEAKLEY WEALTH MANAGEMENT | BLEAKLEY WEALTH ADVISORS | BLACKSTONE VALLEY WEALTH MANAGEMENT, LLC | BLACK STONE FINANCIAL INC | BLACK DIAMOND FINANCIAL GROUP, LLC | BINGHAMTON FINANCIAL GROUP | BIG TREE INVESTMENT GROUP | BG WEALTH MANAGEMENT | BERKSHIRE RETIREMENT STRATEGIES | BECKER FINANCIAL ADVISORS | BECK BODE WEALTH MANAGEMENT | BEASLEY WEALTH MANAGEMENT | BD & ASSOCIATES | BCG FINANCIAL SERVICES LTD | BAYVIEW FINANCIAL GROUP | BATTAGLINI & CO., PC | BARBER FINANCIAL MANAGEMENT, LLC | BALLAST FINANCIAL, LLC | BAKER WEALTH MANAGEMENT, LLC | BADGER FINANCIAL GROUP | B. JOHNSON & ASSOC., LTD. | AWA INVESTMENT ADVISORS | AUDENT GLOBAL ASSET MANAGEMENT | AUDENT FAMILY WEALTH ADVISORS LLC | ATTLEBORO WEALTH MANAGEMENT | ATLAS WEALTH STRATEGIES | ATLANTIC WEALTH LLC | ASCENT WEALTH MANAGEMENT | ASCEND INTEGRATED WEALTH | ARTEMIS WEALTH ADVISORS | ARONOV WEALTH MANAGEMENT | ARISTON ADVISORY GROUP, LLC | ARETI FINANCIAL, INC | ARCURI ASSOCIATES WEALTH MANAGEMENT | ARCURI & ASSOCIATES | ARAKELIAN WEALTH MANAGEMENT | APEX FINANCIAL PLANNING | APD WEALTH MANAGEMENT, LLC | ANTOINE WILLIAMS & ASSOCIATES FINANCIAL SERVICES | ANGELO & ASSOCIATES FINANCIAL PLANNING GROUP | ANDERSON SCHWARZ FINANCIAL LTD | ANDERSON FINANCIAL LTD | ANCHOR FINANCIAL ASSOCIATES, LLC | AMERICAN FINANCIAL MANAGEMENT GROUP | AMERICAN FINANCIAL ADVISORS, INC | ALPERT FINANCIAL | ALNA FINANCIAL GROUP, LLC | ALNA FINANCIAL GROUP LLC | ALMANZA WEALTH MANAGEMENT | ALLEGIANCE FINANCIAL GROUP | ALBANY FINANCIAL GROUP | ALADINO FINANCIAL SERVICES | AK FINANCIAL GROUP | AGING ISSUES MANAGEMENT | AGING ISSUES INFO | AERO CAPITAL | ADVANTAGE INVESTMENT ADVISORS | ADVANTAGE FINANCIAL GROUP | ADVANCED WEALTH ADVISORY, LLC | ACUMEN WEALTH ADVISORS | ABM FINANCIAL LLC | ABILITY WEALTH GROUP, LLC | A&C MANAGEMENT GROUP | 54 FINANCIAL GROUP | 435 FINANCIAL | 20/20 FINANCIAL...
CRD#: 155216 / SEC#: 801-72060
RIA
Registered Investment Advisory firm - (1/3/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PA
PRIVATE ADVISOR GROUP, LLC
1406 FINANCIAL | CORNERSTONE FINANCIAL | CORETEGIC CAPITAL | COPPOLA WEALTH MANAGEMENT | COPIA WEALTH ADVISORS | CONNECTIONS FINANCIAL ADVISORS | CONNECTICUT CASUALTY WEALTH PARTNERS | COMPREHENSIVE WEALTH MANAGEMENT LLC | COMPREHENSIVE WEALTH MANAGEMENT INC | COMPREHENSIVE WEALTH MANAGEMENT GROUP | COMPREHENSIVE FINANCIAL PROFESSIONALS, INC. | COMPASS INVESTMENT ADVISORS LLC | COMPASS FINANCIAL GROUP, INC. | COMPASS CAPITAL MANAGEMENT | COMMONWEALTH PENSION MANAGEMENT, LLC | COMMONWEALTH INVESTMENT MANAGEMENT GROUP, LLC | COMMON SENSONOMICS WEALTH MANAGEMENT | COLTS NECK FINANCIAL | CODREA FINANCIAL SERVICES | CLINTON WEALTH MANAGEMENT LLC | CLIENT FIRST.FINANCIAL ADVICE | CLIENT FIRST FINANCIAL ADVICE | CLEARVIEW INVESTMENT PARTNERS | CLEARPOINT ADVISORS, LLC | CLEARPATH FINANCIAL PARTNERS | CLEARLIFE WEALTH MANAGEMENT | CLEAR SKIES FINANCIAL | CLARITY FINANCIAL PLANNING | CKW WEALTH ADVISORS, LLC | CISSNE WEALTH MANAGEMENT | CHOICEPOINT FINANCIAL LLC | CHOICE POINT ADVISORS, LLC | CHANNEL ISLANDS TAX & WEALTH MANAGEMENT | CHADWICK BAY FINANCIAL SERVICES | CE FINANCIAL | CBC FINANCIAL ADVISORS | CAVAN WEALTH MANAGEMENT, LLC | CARTER SHEVLIN FINANCIAL | CARR FINANCIAL GROUP | CARDINAL WEALTH PARTNERS | CARDINAL WEALTH GROUP | CAPWEALTH | CAPSTONE WEALTH MANAGEMENT, LLC | CAPRIOTTI & COMPANY | CAPLAN CAPITAL MANAGEMENT, INC | CAPITAL WEALTH COUNSEL | CAPITAL PLANNING WEALTH MANAGEMENT | CANOGA WEALTH MANAGEMENT, LLC | CAMPBELL KRUG WEALTH MANAGEMENT | CAMINO ADVISORS | CAMBER WEALTH | CAFOUREK FINANCIAL SERVICES | CAFOUREK AND ASSOC. | CADIA PRIVATE CLIENT | BYAS WEALTH MANAGEMENT | BUTLER FINANCIAL GROUP | BUTERA WEALTH MANAGEMENT LLC | BSF ADVISORS | BROWN FINANCIAL SERVICES GROUP | BROOKWOOD ADVISORS | BROOKS WEALTH MANAGEMENT | BROADWAY GRAHAM WEALTH PARTNERS | BRIGHTWORKS WEALTH MANAGEMENT | BRIGHTSIDE ADVISORS | BRIAN WETTLAUFER INVESTMENT MANAGEMENT INC | BRIAN WETTLAUFER INVESTMENT ADVICE | BRENTON STRANSKY WEALTH MANAGEMENT | BREAKWATER WEALTH MANAGEMENT | BRANDYWINE WEALTH MANAGEMENT | BOYER FINANCIAL GROUP | BOTKIN FAMILY WEALTH MANAGEMENT | BOOKMARK ASSET MANAGEMENT | BOOKMARK ADVISORS | BONNIE CAPITAL | BOHALL FINANCIAL GROUP | BLUE WATER FINANCIAL LLC | BLUE SPARROW GROUP | BLEAKLEY FINANCIAL GROUP | BLEAKLEY ADVISORY GROUP | BLEAKLEY WEALTH MANAGEMENT | BLEAKLEY WEALTH ADVISORS | BLACKSTONE VALLEY WEALTH MANAGEMENT, LLC | BLACK STONE FINANCIAL INC | BLACK DIAMOND FINANCIAL GROUP, LLC | BINGHAMTON FINANCIAL GROUP | BIG TREE INVESTMENT GROUP | BG WEALTH MANAGEMENT | BERKSHIRE RETIREMENT STRATEGIES | BECKER FINANCIAL ADVISORS | BECK BODE WEALTH MANAGEMENT | BEASLEY WEALTH MANAGEMENT | BD & ASSOCIATES | BCG FINANCIAL SERVICES LTD | BAYVIEW FINANCIAL GROUP | BATTAGLINI & CO., PC | BARBER FINANCIAL MANAGEMENT, LLC | BALLAST FINANCIAL, LLC | BAKER WEALTH MANAGEMENT, LLC | BADGER FINANCIAL GROUP | B. JOHNSON & ASSOC., LTD. | AWA INVESTMENT ADVISORS | AUDENT GLOBAL ASSET MANAGEMENT | AUDENT FAMILY WEALTH ADVISORS LLC | ATTLEBORO WEALTH MANAGEMENT | ATLAS WEALTH STRATEGIES | ATLANTIC WEALTH LLC | ASCENT WEALTH MANAGEMENT | ASCEND INTEGRATED WEALTH | ARTEMIS WEALTH ADVISORS | ARONOV WEALTH MANAGEMENT | ARISTON ADVISORY GROUP, LLC | ARETI FINANCIAL, INC | ARCURI ASSOCIATES WEALTH MANAGEMENT | ARCURI & ASSOCIATES | ARAKELIAN WEALTH MANAGEMENT | APEX FINANCIAL PLANNING | APD WEALTH MANAGEMENT, LLC | ANTOINE WILLIAMS & ASSOCIATES FINANCIAL SERVICES | ANGELO & ASSOCIATES FINANCIAL PLANNING GROUP | ANDERSON SCHWARZ FINANCIAL LTD | ANDERSON FINANCIAL LTD | ANCHOR FINANCIAL ASSOCIATES, LLC | AMERICAN FINANCIAL MANAGEMENT GROUP | AMERICAN FINANCIAL ADVISORS, INC | ALPERT FINANCIAL | ALNA FINANCIAL GROUP, LLC | ALNA FINANCIAL GROUP LLC | ALMANZA WEALTH MANAGEMENT | ALLEGIANCE FINANCIAL GROUP | ALBANY FINANCIAL GROUP | ALADINO FINANCIAL SERVICES | AK FINANCIAL GROUP | AGING ISSUES MANAGEMENT | AGING ISSUES INFO | AERO CAPITAL | ADVANTAGE INVESTMENT ADVISORS | ADVANTAGE FINANCIAL GROUP | ADVANCED WEALTH ADVISORY, LLC | ACUMEN WEALTH ADVISORS | ABM FINANCIAL LLC | ABILITY WEALTH GROUP, LLC | A&C MANAGEMENT GROUP | 54 FINANCIAL GROUP | 435 FINANCIAL | 20/20 FINANCIAL...
CRD#: 155216 / SEC#: 801-72060
RIA
Registered Investment Advisory firm - (1/3/2011 Approved)Loading...
Contact information
Main Address
305 Madison Avenue, Morristown, NJ 07960
Mailing Address
305 Madison Avenue Po Box 1820, Morristown, NJ 07962
Phone number
(973) 538-7010
Established
Firm type
Fiscal year end
# of Employees
674
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 142,226 |
| AUM (Assets Under Management) | $ 44,327,930,714 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
