Megan A. Mcclellan
Professional summary
Megan Ann Mcclellan, who also goes by Megan Mccellan, Meg Mcclellan, Megan A Mcclellan, is a registered financial professional currently at TCW FUNDS DISTRIBUTORS LLC located in Los Angeles, California.
Megan is registered as a RR (Registered Representative) and started their career in finance in 2004. Megan has worked at 5 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 3, Series 55, Series 7, Series 53, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Megan Ann Mcclellan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2023 - Present
TCW FUNDS DISTRIBUTORS LLC
Office #1: 515 South Flower Street, Los Angeles, CA 90071Office #2: 1251 Avenue Of The Americas Suite 4700, New York, NY 10020January 8, 2014 - July 17, 2023
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 1, 2008 - December 17, 2013
J.P. MORGAN SECURITIES LLC
July 30, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
May 5, 2004 - July 18, 2006
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2023)
(8/1/2023)
(8/1/2023)
(8/1/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 4/9/2013
Limited Representative-Equity Trader ExamFINRA
Current Firm
TCW FUNDS DISTRIBUTORS LLC
CRD#: 16670 / SEC#: , 8-31114
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE TCW GROUP, INC. | SOLE SHAREHOLDER | |
| CAMPBELL, ROBERT NMN | FINANCIAL REPORTING DIRECTOR/FINOP | 1349154 |
| CARIERI, JOSEPH CARL | MANAGER | 1223713 |
| MAGPAYO, JOSEPH T | CHAIRMAN OF THE BOARD, PRESIDENT, AND CHIEF EXECUTIVE OFFICER | 2295294 |
| MCCARTHY, GINA | MANAGER | 4226460 |
| VILLA, RICHARD MANUEL | CHIEF FINANCIAL OFFICER OF THE TCW GROUP, INC. | 5586600 |
| WERTS, FELICIA PAN | CHIEF COMPLIANCE OFFICER & SECRETARY | 6562508 |
Red Flags
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