Mark A. Mchenry
Professional summary
Mark Andrew Mchenry, who also goes by Mark Mchenry, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Delaware, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Andrew Mchenry's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Andrew Mchenry's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2025 - Present
FIFTH THIRD SECURITIES, INC.
November 19, 2025 - Present
FIFTH THIRD SECURITIES, INC.
June 7, 2024 - November 26, 2025
LPL FINANCIAL LLC
June 7, 2024 - November 26, 2025
LPL FINANCIAL LLC
June 29, 2023 - May 9, 2024
CETERA INVESTMENT ADVISERS LLC
April 26, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
April 26, 2022 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
April 26, 2022 - May 9, 2024
CETERA INVESTMENT SERVICES LLC
April 26, 2022 - May 9, 2024
CETERA FINANCIAL SPECIALISTS LLC
April 26, 2022 - May 9, 2024
CETERA ADVISORS LLC
April 26, 2022 - May 9, 2024
CETERA WEALTH SERVICES, LLC
May 21, 2018 - December 31, 2021
J.P. MORGAN SECURITIES LLC
May 21, 2018 - April 2, 2022
J.P. MORGAN SECURITIES LLC
December 9, 2015 - September 13, 2017
J.P. MORGAN SECURITIES LLC
March 19, 2013 - September 13, 2017
J.P. MORGAN SECURITIES LLC
August 14, 2007 - February 11, 2013
JPMORGAN DISTRIBUTION SERVICES, INC.
August 22, 2006 - August 10, 2007
J.P. MORGAN SECURITIES INC.
July 24, 2006 - August 8, 2007
CHASE INVESTMENT SERVICES CORP.
February 15, 2005 - July 7, 2006
JPMORGAN DISTRIBUTION SERVICES, INC.
Primary Firm SEC Registration
FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2025)
(11/19/2025)
Exams
Series 99TO
Date: 6/7/2024
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
