RW
Rachel A. Wehrheim
NATIONS FINANCIAL GROUP
Cedar Rapids, IA 52403
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CRD#: 4752692
RW
Professional summary
Rachel Ann Wehrheim is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Cedar Rapids, Iowa.
Rachel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Rachel has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE WEHRHEIM GROUP. 3330 MT VERNON RD. SE, CEDAR RAPIDS, IA 52403. IS INVESTMENT RELATED. SECURITIES, RIA. POSITION IS NON-REGISTERED ASST. STARTED 1/15/04. APPROX 80 HRS/MONTH, 80 DURING SECURITY TRADING HRS. DUTIES ARE MARKETING MANAGER,CLIENT/CUSTOMER RELATIONSHIP MANAGEMENT //THE WEHRHEIM GROUP. 3330 MT VERNON RD. SE, CEDAR RAPIDS, IA 52403. IS INVESTMENT RELATED.LIFE AND HEALTH INSURANCE. POSITION IS INSURANCE AGENT. STARTED 1/15/04. APPROX 40 HRS/MONTH, 40 DURING SECURITY TRADING HRS. DUTIES ARE LIFE AND INSURANCE AGENT //MEDICINE RIVER FARMS. 433 PLEASANT VIEW DR. NE SOLON, IA 52333. NOT INVESTMENT RELATED. BUSINESS IS HORSE/RIDER TRAINING. POSITION IS MANAGER, HEAD TRAINER,INSTRUCTOR AND HORSE SHOW JUDGE. STARTED JANUARY 2002. APPROX 200 HRS/MONTH, 2 DURING SECURITY TRADING HRS. DUTIES ARE TO MANGE HORSES TRAINING & FEEDING PROGRAMS, INSTRUCT RIDERS, TRAIN HORSES,AND SHOW.
CRS (Client Relationship Summary) - RIA
Click below to view Rachel Ann Wehrheim's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Rachel Ann Wehrheim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2013 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 3330 Mount Vernon Rd Se, Cedar Rapids, IA 52403RIA
BD
CRD#: 44181
Cedar Rapids, IA
Current
February 12, 2013 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 3330 Mount Vernon Rd Se, Cedar Rapids, IA 52403RIA
BD
CRD#: 44181
Cedar Rapids, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(3/5/2013)
IAR
Iowa(4/18/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONS FINANCIAL GROUP, INC.
CRD#: 44181Cedar Rapids, IA 52403TRUST BUT VERIFY
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