Derek W. Januario
Professional summary
Derek William Januario, who also goes by Derek Januario, Derek W Januario, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Lisle, Illinois.
Derek is registered as a RR (Registered Representative) and started their career in finance in 2004. Derek has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek William Januario's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2025 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 3333 Warrenville Road Suite 350, Lisle, IL 60532June 6, 2023 - November 19, 2024
ADVISORS ASSET MANAGEMENT, INC.
June 6, 2023 - November 19, 2024
ADVISORS ASSET MANAGEMENT, INC.
December 18, 2017 - January 18, 2023
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 25, 2017 - January 18, 2023
BLACKROCK INVESTMENTS, LLC
September 8, 2008 - September 12, 2017
VANGUARD MARKETING CORPORATION
January 1, 2008 - August 18, 2008
FIDELITY BROKERAGE SERVICES LLC
March 25, 2004 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2025)
(1/6/2025)
(4/4/2025)
(4/4/2025)
(4/4/2025)
(4/4/2025)
(1/6/2025)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
