Derek W. Januario

AMPLIFY INVESTMENTS

Glastonbury, CT

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CRD#: 4752676

Professional summary

Derek William Januario, who also goes by Derek Januario, Derek W Januario, is a registered financial advisor currently at AMPLIFY INVESTMENTS LLC located in Glastonbury, Connecticut and FORESIDE FUND SERVICES, LLC located in Lisle, Illinois.

Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Derek has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Derek Januario | Derek W Januario

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Amplify Investments LLC; Investment Related; Glastonbury, CT; Sales; VP - SR ETF Specialist; Start Date 11/18/2024; 160 Hrs Per Month; Sales of Amplify ETFs to financial professional in New England.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek William Januario's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2026 - Present

AMPLIFY INVESTMENTS LLC

RIA

CRD#: 173781

Glastonbury, CT

Current

January 6, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 3333 Warrenville Road Suite 350, Lisle, IL 60532

CRD#: 46106

Lisle, IL

Past

June 6, 2023 - November 19, 2024

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

Glastonbury, CT

Past

June 6, 2023 - November 19, 2024

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

December 18, 2017 - January 18, 2023

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

New York, NY

Past

September 25, 2017 - January 18, 2023

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Past

September 8, 2008 - September 12, 2017

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

January 1, 2008 - August 18, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WEST CONSHOHOCKEN, PA

Past

March 25, 2004 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WEST CONSHOHOCKEN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMPLIFY INVESTMENTS LLC

AMPLIFY ETFS | AMPLIFY INVESTMENTS LLC

CRD#: 173781 / SEC#: 801-80692

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Illinois

Registered Investment Advisory firm - (12/8/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/6/2025)

Illinois
(1/6/2025)

IAR

Illinois
(8/4/2026)

Maine
(4/4/2025)

Massachusetts
(4/4/2025)

New Hampshire
(4/4/2025)

Rhode Island
(4/4/2025)

Vermont
(1/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/24/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMPLIFY INVESTMENTS LLC

AMPLIFY ETFS | AMPLIFY INVESTMENTS LLC

CRD#: 173781 / SEC#: 801-80692

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Illinois

Registered Investment Advisory firm - (12/8/2014 Terminated)

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Contact information

Main Address

3333 Warrenville Road #350, Lisle, IL 60532

Mailing Address

Phone number

(630) 487-2530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AMPLIFY INVESTMENTS ADV PART 2 12-31-2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 10,091,060,461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Derek W. Januario

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek William Januario's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

VANGUARD MARKETING CORPORATION

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

AMPLIFY INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2017

Series 63

Date: 6/3/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/18/2006

Series 6

Date: 3/24/2004

FINRA

Current Firm

AMPLIFY INVESTMENTS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMPLIFY INVESTMENTS LLC

TRUST BUT VERIFY

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