Daniel P. Reilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel P Reilly, who also goes by Daniel Patrick Reilly, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2007. Daniel had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2018 - June 25, 2024
REVERE SECURITIES LLC
February 20, 2015 - June 15, 2018
MORGAN STANLEY
February 20, 2015 - June 15, 2018
MORGAN STANLEY
May 25, 2011 - February 23, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 25, 2011 - February 23, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 2007 - April 27, 2011
UBS FINANCIAL SERVICES INC.
April 19, 2007 - September 27, 2007
GMS GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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