Gavin J. Nangle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gavin Joseph Nangle, who also goes by Gavin Joseph Nangle Mr, Gavin Nangle, Gavin Joseph Nangle, was a registered financial professional .
Gavin is a previously registered financial professional and started their career in finance in 2006. Gavin had worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2024 - January 28, 2025
TJM INVESTMENTS, LLC
September 14, 2022 - December 6, 2022
GFI SECURITIES LLC
February 17, 2021 - May 6, 2022
TULLETT PREBON FINANCIAL SERVICES LLC
July 18, 2018 - March 21, 2019
TJM INVESTMENTS, LLC
September 10, 2014 - September 6, 2016
BGC FINANCIAL, L.P.
October 24, 2013 - February 13, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 2013 - February 13, 2013
HALLMARK INVESTMENTS, INC.
February 27, 2007 - April 30, 2012
ANDREW GARRETT INC.
May 26, 2006 - February 28, 2007
S.W. BACH & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
| WARD, BARRY DANIEL | MANAGING DIRECTOR | 1584523 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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