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Gavin Joseph Nangle

CRD# 4752356·Registered 2006 - 2025
Previously Registered: Being a previously registered professional could mean that Gavin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gavin Joseph Nangle, who also goes by Gavin Joseph Nangle Mr, Gavin Nangle, Gavin Joseph Nangle, was a registered financial advisor. Gavin was a previously registered financial professional and started their career in finance 2006 - 2025. Gavin had worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gavin Joseph Nangle Mr, Gavin Nangle, Gavin Joseph Nangle

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

TJM INVESTMENTS, LLC·CRD# 46300
BD
Chicago, IL
November 11, 2024 - January 28, 2025
GFI SECURITIES LLC·CRD# 19982
BD
New York, NY
September 14, 2022 - December 6, 2022
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
February 17, 2021 - May 6, 2022
TJM INVESTMENTS, LLC·CRD# 46300
BD
New York, NY
July 18, 2018 - March 21, 2019
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
September 10, 2014 - September 6, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Pennington, NJ
October 24, 2013 - February 13, 2014
HALLMARK INVESTMENTS, INC.·CRD# 135003
BD
New City, NY
January 15, 2013 - February 13, 2013
ANDREW GARRETT INC.·CRD# 29931
BD
New York, NY
February 27, 2007 - April 30, 2012
S.W. BACH & COMPANY·CRD# 43522
BD
New York, NY
May 26, 2006 - February 28, 2007

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Current Firm

TI
TJM INVESTMENTS, LLC

MND PARTNERS | TJM SECURITIES, LLC | TJM INVESTMENTS, LLC

CRD#: 46300 / SEC#: 8-51370
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

318 W. Adams Street Suite 900, Chicago, IL 60606

Mailing Address

318 W. Adams Street 9th Floor, Chicago, IL 60606

Phone Number

(312) 432-5100

Established

Illinois since 10/13/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (34 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TJM HOLDINGS, LLCHOLDING COMPANY—
BEITLER, STEVE ALLENCHIEF EXECUTIVE OFFICER1893827
BURKE, JOHN TERRENCECHIEF OPERATING OFFICER2116593
DANG, STACY BINHCHIEF COMPLIANCE OFFICER3143275
MURPHY, PATRICK GERARDMANAGING DIRECTOR5650034
MURPHY, THOMAS JAMESCO-MANAGER857354
RISINGER, COLLEEN SULLIVANFINOP CFO2812053
WARD, BARRY DANIELMANAGING DIRECTOR1584523

Disclosures

Regulatory Event

12

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Nov 2014About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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