Gregory A. Sanderson

ASTORIA PORTFOLIO ADVISORS LLC

New York, NY 10018

Some features on this profile are disabled

CRD#: 4752323

Professional summary

Gregory Adam Sanderson, who also goes by Gregory A Sanderson, Gregory Adam Sanderson, Gregory Sanderson, is a registered financial advisor currently at ASTORIA PORTFOLIO ADVISORS LLC located in New York, New York.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Gregory has worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory A Sanderson | Gregory Adam Sanderson | Gregory Sanderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Adam Sanderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2021 - Present

ASTORIA PORTFOLIO ADVISORS LLC

Office #1: 500 7th Avenue 9th Floor, New York, NY 10018

RIA

CRD#: 288271

New York, NY

Past

January 15, 2016 - September 7, 2017

PROVASI CAPITAL PARTNERS LP

CRD#: 119539

DALLAS, TX

Past

September 30, 2013 - May 21, 2015

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

RIA

CRD#: 124902

IRVING, TX

Past

January 14, 2013 - May 21, 2015

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

CRD#: 124902

IRVING, TX

Past

October 1, 2012 - November 27, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

DALLAS, TX

Past

May 16, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

DALLAS, TX

Past

October 1, 2008 - February 11, 2009

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

September 6, 2005 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

May 18, 2004 - April 1, 2005

ODDO BHF NEW YORK CORPORATION

CRD#: 45104

NEW YORK, NY

Past

April 2, 2004 - April 22, 2004

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASTORIA PORTFOLIO ADVISORS LLC

ASTORIA PORTFOLIO ADVISORS LLC | ORION WEALTH ADVISORS | ETF MANAGED PORTFOLIO SOLUTIONS LLC | COROMANDEL WEALTH STRATEGIES

CRD#: 288271 / SEC#: 801-119078

RIA

Registered Investment Advisory firm - (7/17/2020 Approved)

New York

Registered Investment Advisory firm - (9/2/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/30/2021)

IAR

Texas
(6/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/10/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/22/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/14/2012

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 55

Date: 1/22/2007

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 1/24/2015

General Securities Principal Examination

Current Firm

ASTORIA PORTFOLIO ADVISORS LLC

ASTORIA PORTFOLIO ADVISORS LLC | ORION WEALTH ADVISORS | ETF MANAGED PORTFOLIO SOLUTIONS LLC | COROMANDEL WEALTH STRATEGIES

CRD#: 288271 / SEC#: 801-119078

RIA

Registered Investment Advisory firm - (7/17/2020 Approved)

New York

Registered Investment Advisory firm - (9/2/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 7th Avenue 9th Floor, New York, NY 10018

Mailing Address

Phone number

(212) 381-6185

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-ASTORIA PORTFOLIO ADVISORS LLC (6/25/2025)

Regulatory assets under management

Total Number of Accounts	1,059
AUM (Assets Under Management)	$ 698,759,657

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory A. Sanderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Adam Sanderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROVASI CAPITAL PARTNERS LP

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

ODDO BHF NEW YORK CORPORATION

CREDIT AGRICOLE SECURITIES (USA) INC.

Primary Firm SEC Registration

ASTORIA PORTFOLIO ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2017

Series 66

Date: 3/10/2013

Series 63

Date: 5/22/2012

SIE

Date: 9/7/2017

Series 7

Date: 2/4/2013

Series 6

Date: 5/14/2012

Series 55

Date: 1/22/2007

Series 24

Date: 1/24/2015

Current Firm

ASTORIA PORTFOLIO ADVISORS LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASTORIA PORTFOLIO ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors