Jonathan B. Seiter

R.T. JONES CAPITAL EQUITIES MANAGEMENT

St. Louis, MO 63117

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CRD#: 4752288

Professional summary

Jonathan Bradley Seiter is a registered financial advisor currently at R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. located in St. Louis, Missouri.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jonathan has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Bradley Seiter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2022 - Present

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

Office #1: 8151 Clayton Road Suite 300, St. Louis, MO 63117

RIA

CRD#: 131804

St. Louis, MO

Past

May 11, 2015 - August 7, 2020

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

CHICAGO, IL

Past

April 24, 2015 - August 7, 2020

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

May 24, 2013 - April 16, 2015

CALVERT INVESTMENT DISTRIBUTORS, INC.

CRD#: 37527

BETHESDA, MD

Past

November 14, 2008 - December 31, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

BOSTON, MA

Past

November 14, 2008 - December 4, 2012

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

BOSTON, MA

Past

August 15, 2006 - December 4, 2012

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

April 19, 2006 - May 18, 2006

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLAYTON, MO

Past

February 18, 2004 - June 7, 2004

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

ARTESYS | R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

CRD#: 131804 / SEC#: 801-63242

RIA

Registered Investment Advisory firm - (7/9/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/8/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/24/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/14/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 7/14/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/16/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

ARTESYS | R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

CRD#: 131804 / SEC#: 801-63242

RIA

Registered Investment Advisory firm - (7/9/2004 Approved)

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Contact information

Main Address

8151 Clayton Road Suite 300, St. Louis, MO 63117

Mailing Address

Phone number

(314) 783-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (6/29/2025)

Regulatory assets under management

Total Number of Accounts	4,658
AUM (Assets Under Management)	$ 415,946,157

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan B. Seiter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Bradley Seiter's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN SECURITIES, LLC

CALVERT INVESTMENT DISTRIBUTORS, INC.

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

NATCITY INVESTMENTS, INC.

GUGGENHEIM DISTRIBUTORS, LLC

Primary Firm SEC Registration

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/8/2015

Series 63

Date: 3/24/2004

Series 7TO

Date: 7/14/2022

Series 6TO

Date: 7/14/2022

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2011

Series 6

Date: 2/16/2004

Current Firm

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

TRUST BUT VERIFY

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