SP
Suzanne A. Powell
MERIDIAN WEALTH MANAGEMENT
The Villages, FL 32163
Some features on this profile are disabled
CRD#: 4752270
SP
Professional summary
Suzanne Andrea Powell, who also goes by Suzanne Andrea Bays, Suzanne A Smith, Suzanne Andrea Smith, is a registered financial advisor currently at MERIDIAN WEALTH MANAGEMENT, LLC located in The Villages, Florida.
Suzanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Suzanne has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Suzanne Andrea Bays | Suzanne A Smith | Suzanne Andrea Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CAPITAL STRATEGIES GROUP LLC; LEXINGTON/KY; MANAGING MEMBER, INSURANCE PRODUCER; START DATE: 08/2019; LIFE INSURANCE AND ANNUITY SALES; INVESTMENT RELATED; DEVOTE ABOUT 10 HOURS/MONTH AND 10 ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: RECOMMENDING SUITABLE PRODUCTS FOR PEOPLE INCLUDING ESTATE PLANNING, INSURANCE, AND ANNUITIES 2. ARBOR YOUTH SERVICES; LEXINGTON/KY; BOARD CHAIR; START DATE: 01/2020; NONPROFIT PROVIDING EMERGENCY SHELTER FOR MINORS; NON-INVESTMENT RELATED; DEVOTE ABOUT 1 HOUR/MONTH AND ALL ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: RUNNING MONTHLY BOARD MEETINGS 3. 2257 ALEXANDRIA LLC; LEXINGTON/KY; OWNER, LANDLORD; START DATE: 12/2015; RENTAL PROPERTY; NON-INVESTMENT RELATED; DEVOTE ABOUT 1 HOURS/MONTH AND 0 ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: NONE - EMPLOYED A RENTAL PROPERTY MANAGER - PASSIVE INCOME NOT REQUIRED 4. ARYA PROPERTIES LLC; LEXINGTON/KY; OWNER, LANDLORD; START DATE: 09/2015; RENTAL PROPERTY; NON-INVESTMENT RELATED; DEVOTE ABOUT 1 HOURS/MONTH AND 0 ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: NONE - EMPLOYED A RENTAL PROPERTY MANAGER 5. THE ULTIMATE MONEY MOVES FOR WOMEN OVER 50; LEXINGTON/KY; BOOK AUTHOR; START DATE: 01/2022; THE PURPOSE OF THE BOOK IS TO EDUCATE WOMEN AS THEY TAKE OVER THEIR FINANCES AND INVESTMENTS DUE TO DIVORCE OR THE DEATH OF A SPOUSE; NON-INVESTMENT RELATED; DEVOTE ABOUT 1 HOUR/MONTH AND NONE ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: CONTRIBUTED TO BOOK AS AN AUTHOR
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne Andrea Powell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2016 - Present
MERIDIAN WEALTH MANAGEMENT, LLC
Office #1: 2462 Burnsed Boulevard, The Villages, FL 32163Office #2: 100 W Main Street Suite 450, Lexington, KY 40507RIA
CRD#: 151523
The Villages, FL
Past
September 28, 2012 - November 21, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LEXINGTON, KY
Past
September 28, 2012 - November 21, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LEXINGTON, KY
Past
October 24, 2007 - October 2, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
LEXINGTON, KY
Past
July 6, 2005 - October 2, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
LEXINGTON, KY
Past
February 16, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/26/2021)
IAR
Kentucky(11/19/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W Main Street Suite 450, Lexington, KY 40507
Mailing Address
Phone number
(859) 543-4516
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,802 |
| AUM (Assets Under Management) | $ 3,885,527,411 |
Red Flags
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