Andrew L. Howard

BETTERWEALTH LLC

San Jose, CA 95129

Some features on this profile are disabled

CRD#: 4752191

Professional summary

Andrew Lane Howard, AIF®, CFP® is a registered financial advisor currently at BETTERWEALTH LLC located in San Jose, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Andrew has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental property management/oversight; Not investment-related; Multiple physical locations; Start date: 3/1/2013; Owner; Approx 8 hrs/mo during trading hours; Property maintenance, review bank statements, correspond with property managers regarding tenants, taxes, repairs and deposits.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Lane Howard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

July 28, 2017 - Present

BETTERWEALTH LLC

Office #1: 1475 Saratoga Avenue Suite 200, San Jose, CA 95129

RIA

CRD#: 226661

San Jose, CA

Past

July 5, 2007 - July 25, 2017

EDWARD JONES

RIA

CRD#: 250

LOS GATOS, CA

Past

March 25, 2004 - July 25, 2017

EDWARD JONES

CRD#: 250

LOS GATOS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BETTERWEALTH LLC

CRD#: 226661 / SEC#: 801-96317

RIA

Registered Investment Advisory firm - (5/26/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/28/2017)

IAR

Texas
(9/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/26/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2004

General Securities Representative Examination

Current Firm

BETTERWEALTH LLC

CRD#: 226661 / SEC#: 801-96317

RIA

Registered Investment Advisory firm - (5/26/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1475 Saratoga Avenue Suite 200, San Jose, CA 95129

Mailing Address

Phone number

(408) 659-2390

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BETTERWEALTH - FORM ADV PART 2A, FORM ADV PART 2B & PRIVACY POLICY (10/1/2025)

Regulatory assets under management

Total Number of Accounts	1,251
AUM (Assets Under Management)	$ 558,018,194

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ashkahn Moayedi

WELLS FARGO CLEARING SERVICES, LLC

IAR

DANVILLE, CA

Ronald Guay

FALCON WEALTH PLANNING, INC.

IAR

San Jose, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew L. Howard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Lane Howard's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

BETTERWEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2007

Series 63

Date: 3/26/2004

SIE

Date: 7/25/2017

Series 7

Date: 3/24/2004

Current Firm

BETTERWEALTH LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BETTERWEALTH LLC

TRUST BUT VERIFY

Similar Advisors