Patrick M. Ritter

CORE PLANNING

St. Peters, MO

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CRD#: 4752124

Professional summary

Patrick M Ritter, CFP®, who also goes by Patrick Ritter, is a registered financial advisor currently at CORE PLANNING located in St. Peters, Missouri.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Patrick has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Ritter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In addition to duties performed for Core Planning, Patrick Ritter is a talent development consultant with Kemper. Kemper is not an investment advisor and does not perform investment advisory services. Patrick Ritter may spend up to 50% of his time (not during securities trading hours) performing duties for Kemper. This arrangement results in no apparent conflicts of interest for Core Planning, Kemper, or any clients either entity may serve.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick M Ritter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 250

ST. LOUIS, MO

Past

March 19, 2007 - March 23, 2009

BUCKINGHAM STRATEGIC WEALTH, LLC

RIA

CRD#: 143323

ST LOUIS, MO

Past

August 16, 2006 - March 20, 2007

BUCKINGHAM ASSET MANAGEMENT INC

RIA

CRD#: 106333

ST. LOUIS, MO

Past

July 2, 2004 - February 2, 2006

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

February 26, 2004 - June 21, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORE PLANNING

CRD#: 154660 / SEC#: 801-131950

RIA

Registered Investment Advisory firm - (2/13/2025 Approved)

California

Registered Investment Advisory firm - (5/9/2025 Terminated)

Illinois

Registered Investment Advisory firm - (4/9/2025 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2025 Terminated)

Oregon

Registered Investment Advisory firm - (4/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/4/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/23/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/10/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2010

General Securities Representative Examination

Current Firm

CORE PLANNING

CRD#: 154660 / SEC#: 801-131950

RIA

Registered Investment Advisory firm - (2/13/2025 Approved)

California

Registered Investment Advisory firm - (5/9/2025 Terminated)

Illinois

Registered Investment Advisory firm - (4/9/2025 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2025 Terminated)

Oregon

Registered Investment Advisory firm - (4/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2025 Terminated)

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Contact information

Main Address

706 N Main St, Ofallon, MO 63366

Mailing Address

Phone number

(636) 734-7507

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - BROCHURE (3/26/2025)

ADV PART 2B - STUART PETTY (3/26/2025)

ADV PART 2B - JASMINE LAMBERT (3/26/2025)

ADV PART 2B - LEI DENG (3/26/2025)

ADV PART 2B - EMILY SCOTT (3/26/2025)

ADV PART 2B - GUY PENN (3/26/2025)

ADV PART 2B - STAN J KOVARIK (3/26/2025)

ADV PART 2B - SUZANNE HIGHET (3/26/2025)

ADV PART 2B - JARED HAMANN (3/26/2025)

ADV PART 2B - PATRICK M RITTER (3/26/2025)

ADV PART 2B - PATRICK MCANDREW (3/26/2025)

ADV PART 2B - TANNER MILLAR (3/26/2025)

ADV PART 2B - AUSTIN ENGLAND (3/26/2025)

ADV PART 2B - LEON REN (3/26/2025)

ADV PART 2B - DANIEL HINE (3/26/2025)

ADV PART 2B - DANNY HOWARD (3/26/2025)

ADV PART 2B - DAWN ABERNATHY (3/26/2025)

ADV PART 2B - JIMMY RAY (3/26/2025)

ADV PART 2B - JON PETERSEN (3/26/2025)

ADV PART 2B - ANDREW SCHEFFER (3/26/2025)

ADV PART 2B - ANDREW MORAN (3/26/2025)

ADV PART 2B - EUSEVIUS HOWARD (3/26/2025)

ADV PART 2B - ELIZABETH RISHEL (3/26/2025)

ADV PART 2B - JUSTIN PULLARO (3/26/2025)

ADV PART 2B - ADAM HAYNES (3/26/2025)

ADV PART 2B - CHRISTOPHER MILLER (3/26/2025)

ADV PART 2B - REBECCA LEES (3/26/2025)

ADV2B MADELINE MCIVOR 20250109 (3/26/2025)

ADV PART 2B - KORINNE SUGASAWARA (3/26/2025)

ADV PART 2B - JORDAN GILBERTI (3/26/2025)

ADV PART 2B - KEENAN CASEY (3/26/2025)

ADV PART 2B - JOEL MILLER (3/26/2025)

ADV PART 2B - FRANK VESTAL (3/26/2025)

ADV PART 2B - CHRISTOPHER JACKSON (3/26/2025)

ADV PART 2B - CHRISTOPHER JORDAN TAYLOR (3/26/2025)

ADV PART 2B - ROGER TRAN (3/26/2025)

ADV PART 2B - JASON FEDAK (3/26/2025)

Regulatory assets under management

Total Number of Accounts	884
AUM (Assets Under Management)	$ 121,451,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick M. Ritter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick M Ritter's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORE PLANNING

COMPASS RETIREMENT GROUP LLC

FIDUCIARY ADVISORS, INC.

EDWARD JONES

EDWARD JONES

BUCKINGHAM STRATEGIC WEALTH, LLC

BUCKINGHAM ASSET MANAGEMENT INC

METLIFE INVESTORS DISTRIBUTION COMPANY

EDWARD JONES

Primary Firm SEC Registration

CORE PLANNING

State Registrations and Notice Filings

Exams

Series 63

Date: 6/4/2010

Series 65

Date: 5/23/2006

SIE

Date: 5/10/2016

Series 7

Date: 5/25/2010

Current Firm

CORE PLANNING

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORE PLANNING

TRUST BUT VERIFY

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