Christine M. Nutt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine M Nutt, CFP® was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2004. Christine had worked at 6 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
February 27, 2016 - December 31, 2025
PARAGON FINANCIAL ADVISORS
August 13, 2015 - February 8, 2016
SECURITIES AMERICA ADVISORS, INC.
April 30, 2015 - February 8, 2016
SECURITIES AMERICA, INC.
June 11, 2009 - June 1, 2011
FRANKLIN, PARLAPIANO, TURNER & WELCH LLC
October 13, 2006 - May 29, 2009
AVANTAX ADVISORY SERVICES
September 28, 2006 - May 29, 2009
AVANTAX INVESTMENT SERVICES, INC.
June 29, 2004 - June 23, 2006
AVANTAX ADVISORY SERVICES
May 5, 2004 - February 3, 2006
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
PARAGON FINANCIAL ADVISORS
CRD#: 143721 / SEC#: 801-67813
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAGON FINANCIAL ADVISORS
CRD#: 143721 / SEC#: 801-67813
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,329 |
| AUM (Assets Under Management) | $ 847,006,835 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.