Paul T. Gillespie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Trowbridge Gillespie III, who also goes by Paul Trowbridge Gillespie, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2004. Paul had worked at 3 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2014 - December 31, 2025
NUANCE INVESTMENTS, LLC
October 29, 2009 - April 1, 2014
B. RILEY WEALTH MANAGEMENT
October 6, 2005 - October 28, 2009
MORGAN KEEGAN & COMPANY, LLC
January 21, 2004 - May 6, 2004
MORGAN KEEGAN & COMPANY, LLC
Primary Firm SEC Registration
NUANCE INVESTMENTS, LLC
CRD#: 148534 / SEC#: 801-69682
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NUANCE INVESTMENTS, LLC
CRD#: 148534 / SEC#: 801-69682
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 257 |
| AUM (Assets Under Management) | $ 984,290,871 |
Red Flags
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