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LT

Laura E. Toomer

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CRD#: 4752086
LT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laura Ellen Toomer, who also goes by Laura Toomer, was a registered financial professional .

Laura is a previously registered financial professional and started their career in finance in 2004. Laura had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 9, Series 10, Series 51 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Laura Toomer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 11, 2018 - May 31, 2018

WORLD INVESTMENTS, LLC

RIA
CRD#: 20626
WALLACE, NC
Past

April 11, 2018 - May 31, 2018

WORLD INVESTMENTS, LLC

BD
CRD#: 20626
WALLACE, NC
Past

April 10, 2015 - November 2, 2017

EQUITY SERVICES, INC.

RIA
CRD#: 265
WALLACE, NC
Past

April 10, 2015 - November 2, 2017

EQUITY SERVICES, INC.

BD
CRD#: 265
WALLACE, NC
Past

May 20, 2014 - April 9, 2015

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
WILMINGTON, NC
Past

April 22, 2014 - April 9, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
WILMINGTON, NC
Past

December 6, 2010 - March 27, 2014

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
WALLACE, NC
Past

July 12, 2010 - March 27, 2014

NYLIFE SECURITIES LLC

BD
CRD#: 5167
WALLACE, NC
Past

November 14, 2008 - February 26, 2010

NEW ENGLAND SECURITIES

RIA
CRD#: 615
HUNT VALLEY, MD
Past

August 19, 2008 - February 26, 2010

NEW ENGLAND SECURITIES

BD
CRD#: 615
HUNT VALLEY, MD
Past

December 7, 2004 - March 15, 2006

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
CAMP HILL, PA
Past

February 12, 2004 - July 23, 2008

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
CAMP HILL, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/25/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/31/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/1/2010
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/26/2009
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/1/2009
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 51
Date: 7/2/2004
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/26/2004
Investment Company Products/Variable Contracts Principal Examination

Current Firm

WI
WORLD INVESTMENTS, LLC
COLTS NECK WHY T&T SECURITIES, INC. | WORLD INVESTMENTS, LLC | WORLD INVESTMENTS, INC. | WORLD ADVISORY SERVICES | TFS WEALTH MANAGEMENT | TFS SECURITIES, INC. | TFS POTFOLIO ADVISORY SERVICES | TFS PORTFOLIO ADVISORY SERVICES,DIVISION OF TFS SECURITIES, INC. | TFS PORTFOLIO ADVISORY SERVICES, A DIVISION OF TFS SECURITIES, INC. | TFS PORTFOLIO ADVISORY SERVICES | TFS ADVISORY SERVICES | NASD SPELLING ERROR - POTFOLIO SHOULD BE PORTFOLIO | INNOVATIVE MARKET TRENDS | FREEMAN & VANNAUKER | FFP WEALTH MANAGEMENT

CRD#: 20626 / SEC#: 801-56426, 8-38377

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
437 Newman Springs Road, Lincroft, NJ 07738
Mailing Address
437 Newman Springs Road, Lincroft, NJ 07738
Phone number
(732) 758-9300
Established
New Jersey since 09/30/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
217

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WORLD ADVISORY SERVICES ADV PART 2 FIRM BROCHURE 2025 (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
WIA CORPORATE BUYER, LLCSHAREHOLDER
CARTER, ANA ROUMENOVAFINOP4424794
CURLEY, JONATHAN EPRESIDENT827148
TOOLE, BARRY PCCO3142901

Regulatory assets under management

Total Number of Accounts4,697
AUM (Assets Under Management)$ 1,734,780,346

Disclosures

Regulatory Event3
Arbitration2
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WORLD INVESTMENTS, LLC

CRD#: 20626

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