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DK

Daniel G. Kelly

DMKC ADVISORY SERVICES
Des Moines, IA 50312
Some features on this profile are disabled
CRD#: 4751840
DK

Professional summary

Daniel G. Kelly, who also goes by Daniel Grimes Kelly, is a registered financial advisor currently at DMKC ADVISORY SERVICES, LLC located in Des Moines, Iowa and D.M. KELLY & COMPANY located in Des Moines, Iowa.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Daniel has worked at 2 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Daniel Grimes Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel G. Kelly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 24, 2025 - Present

DMKC ADVISORY SERVICES, LLC

Office #1: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312
RIA
CRD#: 145112
Des Moines, IA
Current

December 8, 2025 - Present

D.M. KELLY & COMPANY

Office #1: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312Office #2: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312
BD
CRD#: 38770
Des Moines, IA
Past

October 6, 2022 - December 11, 2023

D.M. KELLY & COMPANY

BD
CRD#: 38770
DES MOINES, IA
Past

July 11, 2022 - December 11, 2023

DMKC ADVISORY SERVICES, LLC

RIA
CRD#: 145112
DES MOINES, IA
Past

October 1, 2007 - August 3, 2020

DMKC ADVISORY SERVICES, LLC

RIA
CRD#: 145112
DES MOINES, IA
Past

February 4, 2004 - August 3, 2020

D.M. KELLY & COMPANY

BD
CRD#: 38770
DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DMKC ADVISORY SERVICES, LLC
DMKC ADVISORY SERVICES, LLC

CRD#: 145112 / SEC#: 801-68395

RIA
Registered Investment Advisory firm - (9/28/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Iowa
(11/24/2025)
RR
Iowa
(12/8/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/19/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/16/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/3/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DA
DMKC ADVISORY SERVICES, LLC
DMKC ADVISORY SERVICES, LLC

CRD#: 145112 / SEC#: 801-68395

RIA
Registered Investment Advisory firm - (9/28/2007 Approved)
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Contact information

Main Address
3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312
Mailing Address
Phone number
(515) 221-1133
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 032025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts818
AUM (Assets Under Management)$ 668,680,393

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/22/2025
Cover Page
Report
02/18/2025
Cover Page
Report
09/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DMKC ADVISORY SERVICES, LLC

CRD#: 145112Des Moines, IA 50312

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