Catherine V. Faddis

ZEVIN ASSET MANAGEMENT

BOSTON, MA 02109

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CRD#: 4751745

Professional summary

Catherine Vanessa Faddis, who also goes by Catherine Bruce Konuah, Catherine Faddis, is a registered financial advisor currently at ZEVIN ASSET MANAGEMENT, LLC located in Boston, Massachusetts.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Catherine has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Catherine Bruce Konuah | Catherine Faddis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fernwood Investment Management, LLC; investment related; Quincy, MA; Investment Advisor Firm; Senior Portfolio Manager; 10/1/2022; will devote approximately 150 hours per month; will devote approximately 4-5 hours during security trading hours; duties include research, asset management, valuation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Vanessa Faddis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2023 - Present

ZEVIN ASSET MANAGEMENT, LLC

Office #1: 2 Oliver Street Suite 806, Boston, MA 02109

RIA

CRD#: 165269

BOSTON, MA

Past

November 17, 2022 - August 16, 2023

POINT ALLERTON LLC

RIA

CRD#: 126144

QUINCY, MA

Past

November 17, 2022 - April 10, 2024

EMERGE CAPITAL MANAGEMENT

RIA

CRD#: 284581

Boston, MA

Past

September 6, 2012 - December 17, 2015

MASON CAPITAL PARTNERS

RIA

CRD#: 107412

BOSTON, MA

Past

September 6, 2012 - October 20, 2022

GRACE CAPITAL

RIA

CRD#: 139771

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZEVIN ASSET MANAGEMENT, LLC

CRD#: 165269 / SEC#: 801-77093

RIA

Registered Investment Advisory firm - (9/11/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/26/2023)

IAR

Texas
(7/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/2007

Uniform Investment Adviser Law Examination

Current Firm

ZEVIN ASSET MANAGEMENT, LLC

CRD#: 165269 / SEC#: 801-77093

RIA

Registered Investment Advisory firm - (9/11/2012 Approved)

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Contact information

Main Address

2 Oliver Street Suite 806, Boston, MA 02109

Mailing Address

Phone number

(617) 742-6666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZEVIN ASSET MANAGEMENT LLC BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	745
AUM (Assets Under Management)	$ 892,943,116

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/27/2025	Cover Page	Report
04/17/2024	Cover Page	Report
04/05/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Catherine V. Faddis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Vanessa Faddis's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZEVIN ASSET MANAGEMENT, LLC

POINT ALLERTON LLC

EMERGE CAPITAL MANAGEMENT

MASON CAPITAL PARTNERS

GRACE CAPITAL

Primary Firm SEC Registration

ZEVIN ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/2007

Current Firm

ZEVIN ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ZEVIN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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