JH
Jason R. Horg
PERENNIAL FINANCIAL SERVICES
FRESNO, CA 93711
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CRD#: 4751735
JH
Professional summary
Jason Ronald Horg is a registered financial advisor currently at PERENNIAL FINANCIAL SERVICES located in Fresno, California and LPL FINANCIAL LLC located in Fresno, California.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jason has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/23/2017 - Fixed Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 1/01/2017 - 20 Hours Per Month/ 1 Hour During Trading 2. 10/17/2022 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 12/26/2021 - 1 Hour Per Month/ 0 Hours During Trading 3. 09/17/2024 - Horg Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 06/10/2024 - 85 Hours Per Month/ 45 Hours During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 85 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/17/2024 - Perennial Investment Advisors LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 85 Hours Per Month/ 45 Hours During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 85 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 09/19/2024 - Perennial Legacy Insurance Solutions - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 10 Hours per Month/ 1 Hour During Trading 6. 09/19/2024 - Horg Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/20/2024 - 85 Hours Per Month/ 45 Hours Per Month
CRS (Client Relationship Summary) - RIA
Click below to view Jason Ronald Horg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2024 - Present
PERENNIAL FINANCIAL SERVICES
Office #1: 7815 N. Palm Suite 220, Fresno, CA 93711RIA
CRD#: 286477
FRESNO, CA
Current
January 23, 2017 - Present
LPL FINANCIAL LLC
Office #1: 7815 N Palm Ste 220,, Fresno, CA 93711RIA
BD
CRD#: 6413
Fresno, CA
Past
June 6, 2022 - December 9, 2024
MARINER ADVISOR NETWORK
RIA
CRD#: 283824
Fresno, CA
Past
January 30, 2004 - January 24, 2017
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
FRESNO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/28/2017)
RR
California(1/23/2017)
IAR
California(9/11/2024)
RR
Colorado(1/23/2017)
RR
Hawaii(1/23/2017)
RR
Maryland(6/1/2023)
RR
Nevada(1/23/2017)
RR
Oregon(1/24/2020)
RR
Texas(8/10/2018)
RR
Utah(4/5/2018)
RR
Washington(1/23/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 445-2504
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,833 |
| AUM (Assets Under Management) | $ 1,898,116,372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
