Robert C. Florek

FLOREK FINANCIAL

Duxbury, MA 02332

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CRD#: 4751649

Professional summary

Robert Coady Florek, CFP® is a registered financial advisor currently at FLOREK FINANCIAL, LLC located in Duxbury, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Robert has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOLE PROPRIETOR. TAX PREPARATION (NON-INVESTMENT RELATED). 81 BRICK HILL LANE, DUXBURY, MA. STARTED 1/2006. AVERAGE HOURS PER MONTH IS 10 HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Coady Florek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

November 20, 2009 - Present

FLOREK FINANCIAL, LLC

Office #1: 46 Railroad Avenue Suite 201, Duxbury, MA 02332

RIA

CRD#: 152235

Duxbury, MA

Past

February 2, 2004 - December 31, 2009

RINET COMPANY, LLC

RIA

CRD#: 106979

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLOREK FINANCIAL, LLC

CRD#: 152235 / SEC#: 801-110016

RIA

Registered Investment Advisory firm - (3/2/2017 Approved)

Massachusetts

Registered Investment Advisory firm - (8/7/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/20/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FLOREK FINANCIAL, LLC

CRD#: 152235 / SEC#: 801-110016

RIA

Registered Investment Advisory firm - (3/2/2017 Approved)

Massachusetts

Registered Investment Advisory firm - (8/7/2024 Terminated)

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Contact information

Main Address

46 Railroad Avenue Suite 201, Duxbury, MA 02332

Mailing Address

46 Railroad Avenue Suite 201, Duxbury, MA 02332

Phone number

(781) 934-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLOREK FINANCIAL BROCHURE AND SUPPLEMENT (2/5/2025)

Regulatory assets under management

Total Number of Accounts	542
AUM (Assets Under Management)	$ 431,998,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/30/2025	Cover Page	Report
09/25/2024	Cover Page	Report
11/27/2023	Cover Page	Report
10/11/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert C. Florek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Coady Florek's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLOREK FINANCIAL, LLC

RINET COMPANY, LLC

Primary Firm SEC Registration

FLOREK FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Current Firm

FLOREK FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FLOREK FINANCIAL, LLC

TRUST BUT VERIFY

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