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EP

Ernesto Pacheco

BROOKSTONE WEALTH ADVISORS
Aurora, IL 60504
Some features on this profile are disabled
CRD#: 4751634
EP

Professional summary

Ernesto Pacheco, who also goes by Ernesto Lizalde Pacheco, Ernesto Pacheco, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Aurora, Illinois.

Ernesto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Ernesto has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ernesto Lizalde Pacheco | Ernesto Pacheco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; INSURANCE SALES; 2019; APPROX 80 HOURS/WK DURING TRADING HOURS; SELLING INSURANCE AND ANNUITIES. 4P PROPERTIES; NOT INVESTMENT RELATED; RENTAL PROPERTIES; 01/2016; APPROX 5 HOURS/MONTH DURING BUSINESS HOURS; MANAGE RENTAL PROPERTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernesto Pacheco's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2024 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 3450 Montgomery Road Unit 7, Aurora, IL 60504
RIA
CRD#: 137658
Aurora, IL
Past

March 8, 2019 - December 26, 2024

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA
CRD#: 175083
AURORA, IL
Past

October 2, 2018 - March 6, 2019

FINANCIAL & TAX ARCHITECTS, LLC

RIA
CRD#: 119169
Aurora, IL
Past

May 2, 2016 - June 19, 2017

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
OAK BROOK, IL
Past

October 12, 2010 - April 5, 2016

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
AURORA, IL
Past

March 29, 2005 - July 17, 2007

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
WESTERN SPRINGS, IL
Past

August 5, 2004 - February 1, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES

CRD#: 137658 / SEC#: 801-67628

RIA
Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(11/21/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/17/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/18/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/19/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/11/2010
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES

CRD#: 137658 / SEC#: 801-67628

RIA
Registered Investment Advisory firm - (3/16/2007 Approved)
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Contact information

Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658Aurora, IL 60504

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