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JH

Joan Hull

CANAM INVESTOR SERVICES
New York, NY 10005
Some features on this profile are disabled
CRD#: 4751553
JH

Professional summary


Joan Hull, who also goes by Joan Klinkner Hull, Joan Klinkner, is a registered financial professional currently at CANAM INVESTOR SERVICES, LLC located in New York, New York.

Joan is registered as a RR (Registered Representative) and started their career in finance in 2004. Joan has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joan Klinkner Hull | Joan Klinkner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joan Hull's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 26, 2022 - Present

CANAM INVESTOR SERVICES, LLC

Office #1: 48 Wall Street 24th Floor, New York, NY 10005
BD
CRD#: 158539
New York, NY
Past

June 25, 2020 - July 19, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY
Past

August 17, 2010 - February 22, 2019

BD COMPLIANCE SOLUTIONS, LLC

BD
CRD#: 30188
NEW YORK, NY
Past

November 20, 2008 - May 3, 2010

FEF DISTRIBUTORS, LLC

BD
CRD#: 46585
NEW YORK, NY
Past

June 10, 2004 - February 26, 2008

BROWN BROTHERS HARRIMAN & CO.

BD
CRD#: 104487
NEW YORK, NY
Past

February 20, 2004 - June 10, 2004

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/26/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/28/2004
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CI
CANAM INVESTOR SERVICES, LLC
CANAM BROKER, LLC | CANAM INVESTOR SERVICES, LLC

CRD#: 158539 / SEC#: , 8-68904

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
48 Wall Street 24th Floor, New York, NY 10005
Mailing Address
48 Wall Street 24th Floor, New York, NY 10005
Phone number
(646) 825-8710
Established
Delaware since 06/06/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CANAM BD HOLDINGS, LLCMANAGING MEMBER, OWNER
CALABRESE, PETER WHITNEYCHIEF EXECUTIVE OFFICER4590054
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
RIORDAN, TIFFANY ANNEFINOP AND CFO

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CANAM INVESTOR SERVICES, LLC

CRD#: 158539New York, NY 10005

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