Allan S. Roth

WEALTH LOGIC

Colorado Spring, CO 80903

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CRD#: 4751530

Professional summary

Allan Steven Roth, CFP® is a registered financial advisor currently at WEALTH LOGIC, LLC located in Colorado Spring, Colorado.

Allan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Allan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I WRITE FOR VARIOUS PUBLICATIONS ABOUT FINANCIAL PLANNING TOPICS. I ALSO TEACH CLASSES ON FINANCIAL PLANNING SUCH AS CONTINUING EDUCATION CLASSES FOR ATTORNEYS, CPAS, AND CFPS. BOTH ARE ON A CONTRACT BASIS. I SPEND ROUGHLY 12 HOURS A WEEK OR 20% OF MY TIME AND HAVE BEEN DOING THESE SINCE ABOUT 2004.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan Steven Roth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

March 15, 2004 - Present

WEALTH LOGIC, LLC

Office #1: 102 S. Tejon Street Suite 1100, Colorado Spring, CO 80903

RIA

CRD#: 129599

Colorado Spring, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/6/2015)

IAR

Colorado
(3/15/2004)

IAR

New York
(10/4/2021)

IAR

Texas
(2/8/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2004

Uniform Investment Adviser Law Examination

Current Firm

WEALTH LOGIC, LLC

ALLAN ROTH & COMPANY, LLC | WEALTH LOGIC, LLC

CRD#: 129599 / SEC#:

California

Registered Investment Advisory firm - (1/1/2015 Approved)

Colorado

Registered Investment Advisory firm - (3/15/2004 Approved)

New York

Registered Investment Advisory firm - (1/6/2015 Approved)

Texas

Registered Investment Advisory firm - (2/8/2011 Conditional Restricted)

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Contact information

Main Address

102 S. Tejon Street Suite 1100, Colorado Spring, CO 80903

Mailing Address

Phone number

(719) 955-1001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Allan S. Roth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan Steven Roth's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH LOGIC, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2004

Current Firm

WEALTH LOGIC, LLC

Contact information

Documents

Red Flags

Company Information

WEALTH LOGIC, LLC

TRUST BUT VERIFY

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