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Stephen Hinant Hecker Jr.

BCD ADVISORS
Springboro, OH
·CRD# 4751495·22 years experience

Professional Summary

Stephen Hinant Hecker JR., who also goes by Stephen Hinant Hecker, is a registered financial advisor currently at BCD ADVISORS located in Springboro, Ohio. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephen has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stephen Hinant Hecker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

BCD ADVISORS·CRD# 169468
RIA
Springboro, OH
October 28, 2021 - Present
STONEX ADVISORS INC.·CRD# 174182
RIA
Springboro, OH
January 30, 2015 - June 21, 2021
STONEX SECURITIES INC.·CRD# 18456
BD
Springboro, OH
September 12, 2014 - June 21, 2021
WRP INVESTMENTS, INC.·CRD# 7365
RIA
Dayton, OH
February 20, 2013 - January 30, 2015
WRP INVESTMENTS, INC.·CRD# 7365
RIA
Dayton, OH
July 29, 2004 - December 31, 2012
WRP INVESTMENTS, INC.·CRD# 7365
BD
Dayton, OH
June 1, 2004 - September 12, 2014
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
Hartford, CT
May 21, 2004 - June 15, 2004

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Current Firm

BA
BCD ADVISORS

BCD ADVISORS | KILIVRIS, ROBERT DAVID | BEACON CAPITAL DISTRIBUTORS, INC. | BEACON CAPITAL DISTRIBUTORS INC. | BEACON CAPITAL DISTRIBUTORS ADVISORS

CRD#: 169468
California
Registered Investment Advisory firm - California (3/28/2016 Approved)
Illinois
Registered Investment Advisory firm - Illinois (3/30/2016 Approved)
Michigan
Registered Investment Advisory firm - Michigan (9/16/2014 Approved)
Mississippi
Registered Investment Advisory firm - Mississippi (3/14/2022 Approved)
Missouri
Registered Investment Advisory firm - Missouri (1/5/2017 Approved)
Nevada
Registered Investment Advisory firm - Nevada (6/3/2024 Approved)
New Hampshire
Registered Investment Advisory firm - New Hampshire (12/3/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (3/1/2023 Approved)
Ohio
Registered Investment Advisory firm - Ohio (1/13/2014 Approved)
Texas
Registered Investment Advisory firm - Texas (1/31/2022 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Akron, OH

Phone Number

(855) 874-5188

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

448

AUM (Assets Under Management)

$51,900,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Armor Financial Management, LLC 1207 Timberhawk Trail Centerville, OH 45458 Nature of Business: DBA as well as for the purposes of life, disability, long term care insurance sales. Position: President/ Owner Duties: President/ Owner Investment related: Yes Start Date: 5/11/2016 40 hrs a month devoted to business 40 hrs a month during market hours Independent Insurance Agent writing Long Term Care Insurance, Disability Insurance, and Life Insurance for commissions through several different carriers. MIG Living; investment related: No; Location: P.O. Box 327 Rockwood Tennesse 37854-0327 United States; Description of the business: A health and beauty product company; Responsibilities Duties: Marketing; Start date with business: 2022-06-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
North Carolina
(3/16/2023)
IAR
Ohio
(10/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2004About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2010About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Stephen Hinant Hecker JR.'s CRS (Customer Relationship Summary).

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