Stephen H. Hecker

BCD ADVISORS

Springboro, OH

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CRD#: 4751495

Professional summary

Stephen Hinant Hecker JR., who also goes by Stephen Hinant Hecker, is a registered financial advisor currently at BCD ADVISORS located in Springboro, Ohio.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephen has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Hinant Hecker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Armor Financial Management, LLC 1207 Timberhawk Trail Centerville, OH 45458 Nature of Business: DBA as well as for the purposes of life, disability, long term care insurance sales. Position: President/ Owner Duties: President/ Owner Investment related: Yes Start Date: 5/11/2016 40 hrs a month devoted to business 40 hrs a month during market hours Independent Insurance Agent writing Long Term Care Insurance, Disability Insurance, and Life Insurance for commissions through several different carriers. MIG Living; investment related: No; Location: P.O. Box 327 Rockwood Tennesse 37854-0327 United States; Description of the business: A health and beauty product company; Responsibilities Duties: Marketing; Start date with business: 2022-06-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Hinant Hecker JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2021 - Present

BCD ADVISORS

RIA

CRD#: 169468

Springboro, OH

Past

January 30, 2015 - June 21, 2021

STONEX ADVISORS INC.

RIA

CRD#: 174182

Springboro, OH

Past

September 12, 2014 - June 21, 2021

STONEX SECURITIES INC.

CRD#: 18456

Springboro, OH

Past

February 20, 2013 - January 30, 2015

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

DAYTON, OH

Past

July 29, 2004 - December 31, 2012

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

DAYTON, OH

Past

June 1, 2004 - September 12, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

DAYTON, OH

Past

May 21, 2004 - June 15, 2004

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/16/2023)

IAR

Ohio
(10/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/22/2010

General Securities Principal Examination

Current Firm

BCD ADVISORS

BCD ADVISORS | KILIVRIS, ROBERT DAVID | BEACON CAPITAL DISTRIBUTORS, INC. | BEACON CAPITAL DISTRIBUTORS INC. | BEACON CAPITAL DISTRIBUTORS ADVISORS

CRD#: 169468 / SEC#:

California

Registered Investment Advisory firm - (3/28/2016 Approved)

Illinois

Registered Investment Advisory firm - (3/30/2016 Approved)

Michigan

Registered Investment Advisory firm - (9/16/2014 Approved)

Mississippi

Registered Investment Advisory firm - (3/14/2022 Approved)

Missouri

Registered Investment Advisory firm - (1/5/2017 Approved)

Nevada

Registered Investment Advisory firm - (6/3/2024 Approved)

New Hampshire

Registered Investment Advisory firm - (12/3/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (3/1/2023 Approved)

Ohio

Registered Investment Advisory firm - (1/13/2014 Approved)

Texas

Registered Investment Advisory firm - (1/31/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Akron, OH

Mailing Address

Phone number

(855) 874-5188

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	382
AUM (Assets Under Management)	$ 44,134,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen H. Hecker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Hinant Hecker JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX ADVISORS INC.

STONEX SECURITIES INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

WS GRIFFITH SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/2004

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2004

Series 24

Date: 2/22/2010

Current Firm

BCD ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BCD ADVISORS

TRUST BUT VERIFY

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