Richard C. Young

YOUNG RICHARD C & CO LTD

NEWPORT, RI 02840

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CRD#: 475131

Professional summary

Richard Carlyle Young, who also goes by Richard C Young, is a registered financial advisor currently at YOUNG RICHARD C & CO LTD located in Newport, Rhode Island.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Richard has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard C Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Carlyle Young's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 1994 - Present

YOUNG RICHARD C & CO LTD

Office #1: 98 William Street, Newport, RI 02840

RIA

CRD#: 105866

NEWPORT, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YOUNG RICHARD C & CO LTD

CRD#: 105866 / SEC#: 801-35765

RIA

Registered Investment Advisory firm - (1/3/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/8/1994)

IAR

Rhode Island
(1/1/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

YOUNG RICHARD C & CO LTD

CRD#: 105866 / SEC#: 801-35765

RIA

Registered Investment Advisory firm - (1/3/1990 Approved)

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Contact information

Main Address

98 William Street, Newport, RI 02840

Mailing Address

5150 Tamiami Trail North Suite 400, Naples, FL 34103

Phone number

(401) 849-2137

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,036
AUM (Assets Under Management)	$ 1,562,885,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Richard C. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Carlyle Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

YOUNG RICHARD C & CO LTD

Primary Firm SEC Registration

YOUNG RICHARD C & CO LTD

State Registrations and Notice Filings

Exams

Current Firm

YOUNG RICHARD C & CO LTD

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

YOUNG RICHARD C & CO LTD

TRUST BUT VERIFY

Contact information

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