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Bryan Scott Tutor

CRD# 4751187·Registered 2004 - 2016
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan Scott Tutor was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 2004 - 2016. Bryan had worked at 3 firms and has passed the SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

RS FUNDS DISTRIBUTOR LLC·CRD# 165753
BD
San Francisco, CA
March 28, 2014 - August 1, 2016
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
Quincy, MA
October 31, 2008 - April 18, 2014
EQUITABLE DISTRIBUTORS, LLC·CRD# 25900
BD
Charlotte, NC
January 28, 2004 - December 31, 2005

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Current Firm

RF
RS FUNDS DISTRIBUTOR LLC

RS FUNDS DISTRIBUTOR LLC

CRD#: 165753 / SEC#: 8-69182
BD
Terminated by SEC on 12/23/2016

Contact Information

Established

Delaware since 09/06/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
VICTORY CAPITAL MANAGEMENT INC.100% EQUITY OWNER106189
GUPTA, NINAGENERAL COUNSEL AND SECRETARY6401011
SCHARICH, PETER WAYNECHIEF FINANCIAL OFFICER/FINOP1504395
WOODARD, SUSAN LAWSONCHIEF COMPLIANCE OFFICER4225106

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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