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BT

Bryan S. Tutor

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CRD#: 4751187
BT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bryan Scott Tutor was a registered financial professional .

Bryan is a previously registered financial professional and started their career in finance in 2004. Bryan had worked at 3 firms and has passed the SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 28, 2014 - August 1, 2016

RS FUNDS DISTRIBUTOR LLC

BD
CRD#: 165753
SAN FRANCISCO, CA
Past

October 31, 2008 - April 18, 2014

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
QUINCY, MA
Past

January 28, 2004 - December 31, 2005

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 8/1/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/30/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/13/2008
General Securities Principal Examination

Current Firm

RF
RS FUNDS DISTRIBUTOR LLC
RS FUNDS DISTRIBUTOR LLC

CRD#: 165753 / SEC#: , 8-69182

BD
Terminated by SEC on 12/23/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 09/06/2012
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
VICTORY CAPITAL MANAGEMENT INC.100% EQUITY OWNER106189
GUPTA, NINAGENERAL COUNSEL AND SECRETARY6401011
SCHARICH, PETER WAYNECHIEF FINANCIAL OFFICER/FINOP1504395
WOODARD, SUSAN LAWSONCHIEF COMPLIANCE OFFICER4225106

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RS FUNDS DISTRIBUTOR LLC

CRD#: 165753

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