John H. Alexander

KIKER WEALTH MANAGEMENT

Athens, GA 30606

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CRD#: 4751186

Professional summary

John Hardin Alexander is a registered financial advisor currently at KIKER WEALTH MANAGEMENT, LLC located in Athens, Georgia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) FORMFREE; ADDRESS: ATHENS, GA; NATURE OF THE BUSINESS: Credit Verification; POSITION/TITLE: Private stock ownership, no voting power or any official position; INVESTMENT RELATED:No; START DATE: 09/30/2014; HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0; HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0; DESCRIPTION OF DUTIES: NONE (2) Alexander Wealth Management, LLC; NATURE OF THE BUSINESS: Pass-through entity for tax purposes; POSITION/TITLE: President; INVESTMENT RELATED:No

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Hardin Alexander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2017 - Present

KIKER WEALTH MANAGEMENT, LLC

Office #1: 367 Prince Avenue Suite 3b, Athens, GA 30606

RIA

CRD#: 154405

Athens, GA

Past

February 13, 2013 - August 30, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ATHENS, GA

Past

February 13, 2013 - August 30, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ATHENS, GA

Past

August 4, 2004 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

ATHENS, GA

Past

April 26, 2004 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

ATHENS, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KIKER WEALTH MANAGEMENT, LLC

HEADWATERS INVESTMENT ADVISORS, LLC | KIKER WEALTH MANAGEMENT, LLC | KIKER VENTURES, INC.

CRD#: 154405 / SEC#: 801-79392

RIA

Registered Investment Advisory firm - (4/2/2014 Approved)

Florida

Registered Investment Advisory firm - (4/3/2014 Terminated)

Georgia

Registered Investment Advisory firm - (4/3/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2004

General Securities Representative Examination

Current Firm

KIKER WEALTH MANAGEMENT, LLC

HEADWATERS INVESTMENT ADVISORS, LLC | KIKER WEALTH MANAGEMENT, LLC | KIKER VENTURES, INC.

CRD#: 154405 / SEC#: 801-79392

RIA

Registered Investment Advisory firm - (4/2/2014 Approved)

Florida

Registered Investment Advisory firm - (4/3/2014 Terminated)

Georgia

Registered Investment Advisory firm - (4/3/2014 Terminated)

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Contact information

Main Address

788 W Church Street, Jasper, GA 30143

Mailing Address

Phone number

(706) 253-7285

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KIKER WEALTH MANAGEMENT BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	1,933
AUM (Assets Under Management)	$ 268,580,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John H. Alexander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Hardin Alexander's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

KIKER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2004

SIE

Date: 8/30/2017

Series 7

Date: 4/23/2004

Current Firm

KIKER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KIKER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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