DC
Douglas R. Claycomb
PLAN GROUP FINANCIAL
OKLAHOMA CITY, OK 73114
Some features on this profile are disabled
CRD#: 4751115
DC
Professional summary
Douglas Ray Claycomb, AIF®, who also goes by Doug Claycomb, is a registered financial advisor currently at PLAN GROUP FINANCIAL, INC. located in Oklahoma City, Oklahoma and PRIVATE CLIENT SERVICES, LLC located in Oklahoma City, Oklahoma.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Douglas has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doug Claycomb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Baker Asset Management. 1601 NW Expressway 20th Floor, Oklahoma City, OK 73118. PlanGroup is a sub advising for Baker Asset Management RIA. Portfolio Manager for Plan Group financial who is sub advising the AUM for Baker Asset Management. 40 hrs/mo; 40 during trading hrs. 2) Pat Salme, Strawberry Fields. Acting as a consultant f or Pat Salame. I will be helping the principal at Strawberry Fields (Pat Salame) look at and understand the industry and possible deals available. 15 hrs/mo; 8 during trading hrs. 3) Plan Group Financial. 6 NE 63rd St, Suite 240, Oklahoma City, OK 73105. CEO. 150 hrs/mo; 150 during trading hrs. 4) Rental Properties. 2005 NW 18th St, Oklahoma City, OK 73106. I own several rental properities that I have ran by a property manager. 0 hrs/mo 5) Private Client Services 6 NE 63rd St, Suite 240, Oklahoma City, OK 73105. Registered Rep. 60 hrs/mo; 60 hrs during trading 6) First Financial Resources. 100 Spectrum Center Dr, Ste 400, Irvine, CA 92618. First Financial Resources is the only 100% member-owned life insurance distribution group and has been so since 1987. We empower our group of experienced, independent insurance producers to build their success by enabling direct carrier relationships, providing access to best-in-breed resources, and creating opportunities for industry learning and peer connection. Attend study groups, network and share ideas with other members. It also gives us direct access to product companies. Selling fixed insurance products, annuity and life. 10-40 hrs/mo; 10-40 during trading hrs. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Ray Claycomb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 12, 2023 - Present
PLAN GROUP FINANCIAL, INC.
Office #1: 101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114RIA
CRD#: 116508
OKLAHOMA CITY, OK
Current
November 3, 2023 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 101 Ne 82nd Street Ste 200, Oklahoma City, OK 73114RIA
BD
CRD#: 120222
Oklahoma City, OK
Past
June 2, 2015 - November 16, 2023
SAXONY SECURITIES, INC.
BD
CRD#: 115547
Oklahoma City, OK
Past
September 12, 2013 - April 9, 2015
ST. BERNARD FINANCIAL SERVICES, INC.
BD
CRD#: 36956
RUSSELLVILLE, AR
Past
March 11, 2013 - December 31, 2022
PLAN GROUP FINANCIAL, INC.
RIA
CRD#: 116508
OKLAHOMA CITY, OK
Past
July 14, 2011 - September 21, 2012
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
OKLAHOMA CITY, OK
Past
July 11, 2011 - September 21, 2012
FSC SECURITIES CORPORATION
BD
CRD#: 7461
OKLAHOMA CITY, OK
Past
April 4, 2008 - July 15, 2011
SIGNAL SECURITIES, INC.
BD
CRD#: 15916
OKLAHOMA CITY, OK
Past
February 5, 2007 - July 7, 2011
PLAN GROUP FINANCIAL, INC.
RIA
CRD#: 116508
OKLAHOMA CITY, OK
Past
April 27, 2004 - May 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
OKLAHOMA CITY, OK
Past
March 10, 2004 - May 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
OKLAHOMA CITY, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PG
PLAN GROUP FINANCIAL, INC.
BURNETT ADVISORS | PRZYBYSZ WEALTH MANAGEMENT | PLAN GROUP FINANCIAL, INC. | ONSTOTT & ASSOCIATES, INC. | OC&H CAPITAL MANAGEMENT | IRONHORSE WEALTH MANAGEMENT | FIT WEALTH ADVISORS
CRD#: 116508 / SEC#: 801-118599
RIA
Registered Investment Advisory firm - (4/30/2020 Approved)Oklahoma
Registered Investment Advisory firm - (6/10/2020 Terminated)Texas
Registered Investment Advisory firm - (6/10/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/20/2023)
RR
Colorado(11/3/2023)
RR
Florida(11/3/2023)
RR
Georgia(11/20/2023)
RR
Illinois(11/3/2023)
RR
Kansas(11/20/2023)
RR
Missouri(11/20/2023)
RR
Montana(11/21/2023)
IAR
Nebraska(1/25/2023)
RR
Nebraska(11/3/2023)
RR
Nevada(11/20/2023)
RR
Ohio(11/21/2023)
IAR
Oklahoma(1/12/2023)
RR
Oklahoma(11/3/2023)
RR
Pennsylvania(11/3/2023)
IAR
Texas(1/12/2023)
RR
Texas(11/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PG
PLAN GROUP FINANCIAL, INC.
BURNETT ADVISORS | PRZYBYSZ WEALTH MANAGEMENT | PLAN GROUP FINANCIAL, INC. | ONSTOTT & ASSOCIATES, INC. | OC&H CAPITAL MANAGEMENT | IRONHORSE WEALTH MANAGEMENT | FIT WEALTH ADVISORS
CRD#: 116508 / SEC#: 801-118599
RIA
Registered Investment Advisory firm - (4/30/2020 Approved)Oklahoma
Registered Investment Advisory firm - (6/10/2020 Terminated)Texas
Registered Investment Advisory firm - (6/10/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114
Mailing Address
Phone number
(405) 848-1099
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,693 |
| AUM (Assets Under Management) | $ 541,410,125 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
