Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

NH

Nathaniel Benjamin Hahn

CFP®

BROWN, LISLE/CUMMINGS

PROVIDENCE, RI

·CRD# 4751081·22 years experience

Professional Summary

Nathaniel Benjamin Hahn, CFP®, who also goes by Nathaniel B Hahn, is a registered financial advisor currently at BROWN, LISLE/CUMMINGS, INC. located in Providence, Rhode Island. Nathaniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Nathaniel has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nathaniel B Hahn

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

David Lawrence Loughlin

CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

David Lawrence Loughlin

CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#

Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

Similar Advisors

David Lawrence Loughlin

CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Lawrence Loughlin

CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#

Credentials

CFP®

Certified Financial Planner

Years of Experience

22 years in the financial services industry

Current & Past Employments

BROWN, LISLE/CUMMINGS, INC.·CRD# 1331

RIA

BD

1. 56 Exchange Terrace Suite 300, Providence, RI 02903-17722. 56 Exchange Terrace Suite 300, Providence, RI 02903-17723. 56 Exchange Terrace Suite 300, Providence, RI 02903-1772

February 17, 2026 - Present

BROWN, LISLE/CUMMINGS, INC.·CRD# 1331

RIA

BD

1. 56 Exchange Terrace Suite 300, Providence, RI 02903-17722. 56 Exchange Terrace Suite 300, Providence, RI 02903-17723. 56 Exchange Terrace Suite 300, Providence, RI 02903-1772

February 17, 2026 - Present

NORTHEAST PLANNING ASSOCIATES, INC.·CRD# 131406

RIA

Milford, MA

March 31, 2020 - February 19, 2026

LPL FINANCIAL LLC·CRD# 6413

RIA

Milford, MA

June 28, 2018 - February 24, 2026

THE PATRIOT FINANCIAL GROUP, LLC·CRD# 172470

RIA

Milford, MA

January 4, 2016 - June 29, 2018

LPL FINANCIAL LLC·CRD# 6413

BD

Milford, MA

December 11, 2015 - February 24, 2026

STRATEGIC ADVISERS LLC·CRD# 104555

RIA

Westbourgh, MA

August 27, 2008 - December 17, 2015

FIDELITY BROKERAGE SERVICES LLC·CRD# 7784

BD

Framingham, MA

June 18, 2004 - December 11, 2015

Similar Advisors

David Lawrence Loughlin

CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#

Current Firm

BROWN, LISLE/CUMMINGS, INC.

BROWN, LISLE/CUMMINGS, INC.

BROWN, LISLE & MARSHALL, INCORPORATED | BROWN, LISLE/CUMMINGS, INC. | BROWN, LISLE/CUMMINGS, INC

CRD#: 1331 / SEC#: 801-121156, 8-12716

RIA

Registered Investment Advisory firm - SEC (5/6/2021 Approved)

Connecticut

Registered Investment Advisory firm - SEC (5/11/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (5/10/2021 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (5/10/2021 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/11/2010 Terminated)

Washington

Registered Investment Advisory firm - SEC (6/10/2021 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

56 Exchange Terrace Suite 300 Suite 300, Providence, RI 02903-1772

Mailing Address

56 Exchange Ter Ste 300, Providence, RI 02903-1772

Phone Number

(401) 421-8900

Established

Rhode Island since 12/13/1965

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

13

SEC notice filing (13 States and Territories)

Registered to provide investment advisory services in 13 US states and territories.

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 13 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BLC WRAP APPENDIX I (6/26/2026)

DISCLOSURE BROCHURE_BROWN, LISLE/CUMMINGS, INC. (6/26/2026)

Direct owners and executive officers

Name	Position	CRD#
IZZI, DAVID ANTHONY	PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER	2027961
LISLE, SCOTT SAWYER	VICE PRESIDENT	2220388
MARGINSON, JOHN ARTHUR	VICE PRESIDENT	860727
MCGINN, JOSEPH HUGH JR	VICE PRESIDENT	2354164
MURPHY, LOUIS GEORGE JR	VICE PRESIDENT	1162141
TRACY, CLIFFORD BURRELL JR	VICE PRESIDENT	1213468

Regulatory Assets Under Management

Total Number of Accounts

490

AUM (Assets Under Management)

$487,318,974

Disclosures

Regulatory Event

7

Similar Advisors

David Lawrence Loughlin

CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 03/02/2016: Tamagni Wealth Advisors - DBA for LPL Business (entity for LPL business) - Tamagni Wealth Advisors - INV REL - At Reported Business Location(s) - Start 02/15/2016 - 80 Hr/Mo; 6 Hours During Securities Trading 2. 8/29/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/10/2018 - 4 Hours Per Month/1 Hour During Securities Trading. 3. 4/8/2020 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 03/31/2020 - 10 Hours Per Month During Securities Trading - I provide financial planning and consulting services through Northeast Planning Associates, Inc., an independent investment advisor firm. I started this business activity in 04/2020. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 06/09/2023 - Food Vendor - Not Investment Related - Home Based - Rep's Business - Start Date 06/01/2023 - 12 Hours Per Month/ 0 Hours During Securities Trading

Similar Advisors

David Lawrence Loughlin

CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROWN, LISLE/CUMMINGS, INC.

BROWN, LISLE/CUMMINGS, INC.

BROWN, LISLE & MARSHALL, INCORPORATED | BROWN, LISLE/CUMMINGS, INC. | BROWN, LISLE/CUMMINGS, INC

CRD#: 1331 / SEC#: 801-121156, 8-12716

RIA

Registered Investment Advisory firm - SEC (5/6/2021 Approved)

Connecticut

Registered Investment Advisory firm - SEC (5/11/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (5/10/2021 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (5/10/2021 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/11/2010 Terminated)

Washington

Registered Investment Advisory firm - SEC (6/10/2021 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Colorado
(2/17/2026)

RR

Connecticut
(2/17/2026)

RR

Massachusetts
(2/17/2026)

RR

New Hampshire
(2/17/2026)

RR

New York
(2/17/2026)

RR

North Carolina
(2/17/2026)

RR

Rhode Island
(2/17/2026)

IAR

Rhode Island
(2/17/2026)

RR

South Carolina
(2/17/2026)

RR

Wisconsin
(6/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2004About the Series 7 exam

FINRA

SRO Registrations

Similar Advisors

David Lawrence Loughlin

CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Benjamin Hahn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Nathaniel Benjamin Hahn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

David Lawrence Loughlin

CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#

NH

Follow Nathaniel

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required